Category: rebirth

  • Fundamentals of Buddhist Religiosity: Refuge

    Uposatha Day, February 3, 2012

    Index to this series

    Chapter 3. Refuge.

    RefugesFlowerIn summary of the last chapter, reverential trust (or faith) in the Triple Gem, that is, of the Buddha, the Dhamma and the Sangha, is what nourishes our Buddhist aspirations and practice just as sun, water and soil nourish a flower. This is what first turns our heads toward virtue, wisdom, peace and the rest of our highest values. Furthermore, this is in Core Buddhism, it is present in the original teachings of the Buddha and it is upheld in any Authentic Buddhism ever since. I would like to explore this Refuge thing more fully here.

    Trust in the Triple Gem is essential. Until we understand what what it is the Buddha realized, what it is the Buddha taught and what it is the Sangha has upheld for one hundred generations, we cannot be certain where this way of life and Path of practice will lead us. Until we have experienced deeply this way of life and traveled far on this Path of Practice we will not understand what the Buddha understood, taught and entrusted to the Sangha. Therefore, until we have experienced this way of life and traveled far on this path we require trust, ardent trust in the Triple Gem. Those born into Buddhist cultures and families learn that trust from infancy, others acquire it through sometimes accidental means. Sariputta, who would one-day become the Buddha’s leading disciple in wisdom, gained it first simply by observing the deportment of one of the early Noble One on alms rounds.

    There is nothing unusual or uniquely religious about any of this: Any decision, whether secular or religious, requires Trust because we live in a hopelessly uncertain world. Trust is the only thing that can bridge the gap between the little we actually know and the heap we would need to know to make a decision with certitude. It is either the nuts or the bolts of human cognition. We may try to bring as much discernment as possible into the decision but in the end we necessarily make a jump, big or little, into the unknown, “[Gulp] Well, here goes!” In this way we have entrusted ourselves for good or bad to our baby sitters, to our teachers, to our accountant, to TV pundits and to our dentist. Those born into a modern nation state at one time learned to trust its leaders and its military from childhood often through ritual pledge and incantation and to trust science as the most reliable information source. Discernment may or may not back up our trust, but some degree of trust in one thing or the other is an unavoidable part of any decision.

    Life-altering decisions require big acts of trust and therefore great courage; they are way beyond the reach of the timid who cling fearfully to certitude and baby steps. This is the courage of the hippies of yore on quest in India with nothing but a backpack, and more commonly of the betrothed or of the  career bound, stirred by deep longing or desperation. The Buddhist Path fully embraced by the one who will ascend the stem toward Nibbana will shake one’s life to the core and this will demand a particularly courageous trust in the Buddha, the Dhamma and the Sangha, stirred by samvega, a kind of horror at the full realization of the nature and depth of the human condition. It is said that the Buddha-to-be experienced samvega when as a somewhat frivolous Nepalese playboy he learned to his dismay of sickness, of old age and of death, and thus began his quest to India.

    Trust driven by desperation is appropriate even where little certainty can be discerned. Suppose the flood waters are rising and huts at the river’s edge are already being swept away. The villagers panic as they recognize the foolishness of building their village against a sheer cliff. Most of them begin running frantically back and then forth along the river bank. The chief, on the other hand, grabbing up his youngest daughter in one hand and his exquisitely embellished staff of authority in the other, shouts, “Follow me, villagers!” and plunges into the water. Many others follow immediately. Still others, the more timid, wait until they ascertain the chief’s ascent up the opposite river bank, but many of the timid are tragically swept away in the still rising waters for having hesitated. There is no discernment in timidity, to trust is to take control of our fate.

    The safety we seek, should samvega arise, is already at hand in the bridge of Refuge in the Triple Gem. Underlying both metaphors of Refuge・and Gem・is the property of Protection.・A refuge at the Buddha’s time was the protection provided by a mentor, patron or benefactor in return for a vow of allegiance. Gems were generally believed to have special protective properties. Generally there is a sense of calm relief and confident safety associated with taking Refuge in the Triple Gem known as pasada, the antidote to the distress of samvega. It is said that the Buddha-to-be experienced pasada at the sight of a wandering ascetic before he left the frivolity of the palace life. The Triple Gem along with the life of the Buddhist community is a precondition, a kind of launch pad, for the Magga, the Path of practice toward Awakening.

    Refuge in the Buddha

    Such indeed is the fortunate one, the worthy one, the supremely awakened one,
    Endowed with knowledge and virtue, well-gone, knower of Worlds,
    Peerless tamer and driver of the hearts of men, master of gods and men,
    The awakened one, the exalted one. – AN 10.92

    Most religions worship some personality. Buddhism is striking in that that role of deep veneration is occupied by a (now deceased) human being rather than a deity or supernatural being, albeit a person who attained some remarkable attributes. We already tend to venerate people with remarkable qualities, for instance, our favorite geniuses like Einstein or Mozart. The Buddha was a three-fold genius!

    First, the Buddha became a supremely awakened one, a Buddha, worthy, exalted, with no one to light the Path for him. He thereby attained perfect mastery of the mind, achieving perfect wisdom, virtue and equanimity. This was his first genius.

    Second, he was able to teach what he had attained, to lay out the Dhamma, the proper knowledge of the world and the means to tame, drive and master humans and whoever else wanted to travel the Path. This was his second genius.

    Third, he organized the Buddhist community, in particular the institution of the Sangha, to support, propagate and perpetuate the understanding and practice of his teachings. His third genius is rarely mentioned as such, but the reader should appreciate the immensity of this accomplishment by the end of the next chapter. In short, the Buddha’s three-fold genius is directly tied to the Buddha, the Dhamma and the Sangha.

    When we take Refuge in the Buddha we see in the enormity of this personality the highest qualities we might choose to emulate. Refuge in the Buddha is nonetheless an act of trust, trust that such a personality is even possible. It is only with deep practice and study, with our own progress on the Path that we begin to see how his qualities of mind actually start to begin to commence emerging gradually. Trust is necessary in the beginning until we see for ourselves, veneration encourages trust, it opens up the heart and mind to the influence of the Buddha.

    Veneration is a Core Buddhist practice that is rather simple in Original Buddhism but assumes sometimes wildly embellished forms in some of the later traditions. Veneration gives Buddhism much of its religiosity. Veneration, or its stronger version, worship, may be the primary practice of many religions. So let’s look at its forms and functions in Original Buddhism. Two chapters from now we will see how it evolved in some of the later traditions of Buddhism.

    The living Buddha was venerated and expected to be venerated in a number of ways according to the customs of the culture in which he lived. These included a number of physical expressions, most significantly  anjali, produced by bringing the palms together before the chest or face. Anjali is a quite ubiquitous expression of respect or greeting in its land of origin. What is significant is that Buddhism has carried it from India to every land in which Buddhism has taken root regardless of how dissimilar the culture. This is evidence of the importance of the function of veneration in Buddhism. It is at the same time evidence of how a particular cultural artifact is quite readily carried along to a new land when that artifact is the established expression of some Core Buddhist function in the old land. Sometimes this process even leaving traces of one-time Buddhist influence where Buddhism is no longer evident, as is almost certainly the case in the Christian use of anjali for prayer.  We will see further examples of this in chapters to come when we consider the evolution of religiosity in the later traditions.

    Veneration to the Buddha was also originally expressed through full prostrations sometimes touching the Buddha’s feet, by circumambulation keeping the Buddha on one’s right, by covering one’s otherwise bare shoulder with one’s robe and by sitting on a lower seat than the Buddha, by standing when the Buddha entered the room, by walking behind the Buddha or not turning one’s back to the Buddha and by proper forms of address. In the early scriptures the Buddha occasionally actively chastised a visitor for not showing proper respect, beginning with the Buddha’s re-encounter after his Awakening with the five ascetics to whom he delivered his first Dhamma talk. His Vinaya also required of monks that they not offer Dhamma talks to those who do not offer proper respect to them.

    The original practice of veneration to the Buddha applied of course to a living being. Nearing his parinibbana he anticipated that his relics, the remains after his cremation, would become objects of veneration and accordingly specified, as described in the Parinibbana Sutta (DN 16) that they be divvied up and distributed to specified clans of lay devotees, so that they might build stupas over them. This became the primary physical symbol of the Buddha for purposes of veneration; Buddha statues were a much later development. I also mentioned in the last chapter that the Buddha specified four sites associated with his life as places of pilgimage. The Buddha also recommended contemplations about himself for recitation such as the one that began this subchapter, alongside contemplations of the Dhamma and Sangha.

    The way the Buddha set himself up, albeit in a modest way for the times, as an object of veneration had nothing to do with an “ego trip”; that would contradict all we know about the personality of the Buddha, about the doctrine and practices he espoused which were directed unambiguously toward selflessness, and with the trajectory of development dedicated disciples of the Buddha have experienced throughout history. It was as if Gandhi, realizing the veneration that would continue after him and realizing that this veneration would serve to keep his project alive, had left us with an ample supply of portraits of himself to hang on our walls. The Buddha undoubtedly was well aware of the importance of his Awakening for mankind and understood the value of refuge in a human personality and would have defined practices around this accordingly.

    There is also subsidiary value in veneration itself in developing wholesome states in its practitioners. Bowing and other expressions of veneration powerfully generate personal humility, they deflate the ego, knock it out of its privileged position in the universe by deferring to another. This seems to be a function of veneration or worship in all religions I am aware of, and I presume an essential function of the God idea in most. Prostration in particular seems to be a natural embodiment or enactment with deep genetic roots; consider how lesser dogs instinctively make a similar gesture to express submission to greater dogs. This practice is an easy and profound antecedent to the gradual weakening along the Path of self-view. Expressions of veneration result in calm and the stilling of inflictive emotions as self-centeredness relaxes. The Buddha states,

    When a noble disciple contemplates upon the Enlightened One, at that time his mind is not enwrapped in lust, nor in hatred, nor in delusion. … By cultivating this contemplation, many beings become purified. (AN 6.25)

    Refuge in the Dhamma

    Well expounding is the teaching of the Buddha,
    To be seen together, with immediate fruit, inviting investigation, leading onwards,
    To be realized by the wise each for himself.  – AN 10.92

    Most religions have some form of doctrine or belief system, generally providing a metaphysics, an account of the origin of the world, of mankind or of a particular tribe. The Dhamma stands out in its sophistication and its emphasis on the mind rather than on external forces. It deals with the human dilemma, existential crisis, anguish, suffering and dissatisfaction, delusion, harmfulness, meaninglessness and the rest, as human problems with human causes that arise in human minds, and require human solutions. It provides a program whereby the mind is tuned, honed, sharpened, tempered, straightened, turned and distilled into an instrument of Virtue, Serenity and Wisdom. The Dhamma itself is among the greatest products of the human mind, skillfully articulated by the Buddha. On the basis of trust in the Triple Gem we begin to study, practice, develop and gain insight through the teachings of the Buddha. As the Buddha states,

    He who has gone for refuge to the Buddha, the Teaching and his Order, penetrates with transcendental wisdom the Four Noble Truths — suffering, the cause of suffering, the cessation of suffering, and the Noble Eightfold Path leading to the cessation of suffering. – Dhammapada 190-191

    The Dhamma also stands out in its empirical quality, “inviting investigation.” This phrase translates Pali ehipassiko, which is an adjective formed from “come and see.” The Dhamma points almost entirely to what can be verified in our direct experience, or instructs us in ways to move the mind into certain experiences. Many in the West are first inspired to trust in the Dhamma in the first place upon learning of this refreshing quality of the Dhamma.

    Some caution is however in order lest one think this means that we should trust our own experience. In fact for the Buddha the typical “uninstructed worldling” is actually astonishingly deluded and the Dhamma quite “against the stream” from his perspective. We get hopelessly confused in trying to see or interpret our own experience. For this reason the Buddha in the famous but often misquoted Kalama Sutta warns us not to base one’s understanding on one’s own thinking:

    … don’t go … by logical conjecture, by inference, by analogies, by agreement through pondering views, by probability … (AN 3.65)

    In fact, when the Buddha says “come” he is shouting down to us flatlanders from the mountaintop. To arrive at his vantage point we need to scramble up hills, struggle through brambles and ford rivers. When the Buddha says “see” we need to focus our eyes intently in the right direction to barely make out what the Buddha sees with great clarity of vision. In order to be willing to do any of this we have to establish from the beginning great faith and trust that the Buddha knows what he is talking about. This is Refuge. What else would induce us to make the difficult climb up the mountain? Investigation and personal verification are necessary parts of following the Dhammic Path but they take time and effort before we can say, “I’ve come and now I see.” Until then trust or faith is essential.

    For instance, the Buddha taught that craving is the origin of suffering (the Second Noble Truth). At first this will seem an abstract proposition which we ponder and try our darnedest to match up with observation. The most likely early outcome is to dismiss this proposition as faulty.  It seems pretty clear to us, for instance, that buying that snazzy shirt would  make us exceedingly dashing and that that would lead to improved prospects for romance and other forms of social success. Therefore craving clearly leads not to suffering but to happiness.  Refuge entail instead the we decide to trust the Buddha before what we think we are experiencing.

    Eventually through years of examination on and off the cushion we might discover that the Second Noble Truth is not an abstraction at all; it is something that bites us on the nose over and over all day every day. As soon as the craving comes up the suffering is right there with it. As soon as we “have” to have that shirt there is stress and anxiety, unmistakenly. We would discover we had been living in a world of incessant suffering, a world aflame, all along and not noticing it! Without Refuge we would never have scrambled to the mountaintop. As the contemplation at the beginning of this subchapter states, it is the wise who realize for ourselves.

    The Japanese-American Zen master Shohaku Okumura in a similar vein once said of Zen meditation, “It takes a lot of faith to do zazen. Otherwise nobody would do something so stupid.”

    Although the Buddha’s quite empirical methods seem generally to turn away from what we tend to think of as religiosity — the Buddha quite clearly had no sympathy for blind faith — I should in all fairness point out that his teachings are not entirely empirical. The ultimate criterion for Dhammic truth is not verification, but benefit. This again is made clear in the Kalama Sutta:

    “Kalamas, when you yourselves know: ‘These things are bad; these things are blamable; these things are censured by the wise; undertaken and observed, these things lead to harm and ill,’ abandon them. ” (AN 3.65 )

    He then goes on to argue how belief in rebirth, apparently as controversial in Buddha’s day as it is today, fits this criterion, as a working assumption if need be for the unconvinced. He does not argue for rebirth on the basis of criteria of objective verification but of ethics. This brings myth, or what many will interpret as myth, within the Buddha’s purview, even while it is rare that it is found a Core role.

    Certainly the primary original way to venerate the Dhamma would have been to listen to discourses attentively and to recite and memorize them.

    Refuge in the Sangha

    Of good conduct is the Sangha of disciples,
    Of upright conduct is the Sangha of  disciples,
    Of wise conduct is the Sangha of disciples,
    Of dutiful conduct is the Sangha of disciples,
    Namely the four pairs of persons and the eight kinds of individuals,
    Worthy of offerings, worthy of hospitality,
    Worthy of gifts, worthy of reverential salutation,
    An incomparable field of merits in the world. – AN 10.92

    Living, breathing role models are found in every religious tradition, but in Buddhism these become primary objects of veneration and faith. This makes perfect sense since living breathing persons have the most immediate influence on our lives and are most likely to have brought us to Refuge in the Triple Gem in the first place. Unfortunately sometimes we accord this privilege unknowingly to ruffians and scoundrels rather than to admirable friends. For the Buddha the Ariyasangha is most worthy.

    The line in the verse above, “Namely the four pairs of persons and the eight kinds of individuals,” refers to the four stages of Awakening, beginning with Stream Entry, and subdividing each of these by “path” and “fruit,” that define the Ariyasangha in terms of spiritual attainment. The subsequent lines refer to the practice of giving alms to monks and nuns, the Bhikkhusangha, along with veneration. The idea is that the Sangha brings great benefit to the world but that their attainment and presence are enabled by those who sustain them and thereby share in bringing benefit to the world, as it were watering a fertile field. The generosity of alms is thereby the primary means of expressing veneration to the Third Gem. Both practices, veneration itself and generosity as a specific expression, are important elements of Buddhist religiosity in cultivating wholesome mental factors for the actor, which is what merit really is.

    I’ve written a bit about the relationship of the Ariya- and Bhikkhu-sanghas, the soil and the roots, in the last chapter, and will examine this in detail in the next chapter. Suffice it to say here that there is an ambiguity between the two. Recall that the former are individuals of great attainment, the Noble Ones, and the latter the members of the monastic order, who individually may or may not be so Noble. Generally when we extol the virtues of the “Sangha,” as in the contemplation above we speak of the Noble Ones, yet the most common formula for first taking Refuge in the early discourses usually in the Buddha’s presence, explicitly uses the word Bhikkhusangha.  It gets confusing but the confusion seems to be deliberate. If we think of the Bhikkhusangha as a school that trains people to become Ariyans but actually includes some monks and nuns of little attainment, for instance, the newly ordained, we realize that offering alms to the Bhikkhusangha is a necessary function for ensuring that there are Noble Ones in the world. Moreover it is the monks and nuns who are readily recognized as a Sangha thought their distinctive attire. As such the Bhikkhusangha not only sustantially includes the Ariyasangha, but nuns and monks collectively or individually symbolize it, even if sometimes much as a piece of plaster sitting on a modern altar might symbolize the Buddha. It helps if the practice of giving alms is thought of not as the practice of giving to a particular Noble One or a particular nun or monk, but to the Sangha as a whole, undifferentiated, on behalf of which a particular nun or monk receives the alms. Accordingly the Buddha said,

    “An offering made to the monastic Sangha is incalculable, immeasurable. And, I say, that in no way does a gift to a person individually ever have a greater fruit than an offering made to the Sangha.” – MN 141

    Although the Buddha included himself in the Sangha it is remarkable that the “person individually” referred to was specifically himself in the context of the discourse, the Noble One of the Noble Ones. For the Buddha the Refuge in the Sangha was huge.

    Continuity.

    The Buddhist Path fully embraced by the one who will ascend the stem toward Nibbana will shake his life to the core and this will demand a particularly courageous trust in the Buddha, the Dhamma and the Sangha. I want to return briefly to the theme of urgency that impels this level of faith.

    The Great Cathedral in Cologne, Germany began construction in 1248 A.D. and was to be magnificent. It was completed in 1880, over six centuries later! This makes me think of the original founders of the Cathedral, and marvel at what their motives were and what inspired them to start a project of this size that would not live to see past the very earliest stages. This undertaking certainly required a great trust that others will be there to continue the work through the generations and centuries to come. It certainly required patience when progress must have seemed so gradual in their lifetime. Along with patience it must have fostered a sense of urgency as the significance of this project dwarfed all other considerations in the lives of these founders; after all every decision they made was for an eager posterity, for untold generations to come, long after the ephemeral gains, losses and fatigue of their small lives had long been forgotten. Their small lives must have acquired huge meaning in the context of this project. I imagine that sicknesses, deaths, births, droughts barely deterred the founders in their determination to see the work continue without interruption.

    This particular sample of selfless urgency and determination, of meaningfulness and zeal, comes out of a religious context, but similar examples are found in secular realms as well, for instance, in science or in art or among explorers, in which practitioners characteristically give themselves over completely to a project perceived as somehow greater than themselves, sometimes even to their personal neglect and peril. That greater context or perspective is often ill-defined, the glory of God, the march of human knowledge, Lasting Beauty. It is this kind of “religious” zeal that produces genius. It is also akin to the zeal evoked by samvega, horror at the human predicament, and pasada, trust, that turns to Refuge and goes on to produce Awakening. The aim of our practice is about the perfection of the human character, it is about making something no less magnificent than the Cologne Cathedral: a Buddha.

    If we fail to find that greater perspective our practice can easily slip entirely into making our present lives temporarily more comfortable until we die, at which point any horror we may have at the human predicament will disappear anyway. Our practice will be like beginning construction on a village church, rather than a Cathedral, which we expect to occupy and preach in this very life. The result might indeed be competent, but hardly magnificent. We will have failed to transcend a petty fathom-long body and few decades of life and thereby failed to secure the condition for an Awakening that might otherwise have been possible even in this very life and body.

    What would be missing in this picture is a sense of continuity with what goes on before this life, after this life and all around this life. Our practice is about our “ancient twisted karma,” about developing from what we understand as the content of our character, our deeply rutted habit patterns of body, speech and mind, our views, our identities, our pleasures and our anguish, our strengths and weaknesses. When I use the phrase “ancient twisted” I acknowledge that this karma has for the most part obscure antediluvian origins. We repeat in our lives what our ancestors have repeated before us, what our culture is accustomed to repeating, what our evolutionary history has passed on to us.     Just as ancient twisted karma has all been transmitted to us as the stuff of our practice, so do we transmit it further as a hopefully less twisted result. We are like pipes; if karma goes in one end karma has to come out the other. In short, we are embedded in a matrix of beginningless and endless cause and effect, that passes through countless lives.

    This is what makes the horror of the human predicament as well as our practice toward its resolution huge. The realization that the fruits of our practice are forever, fosters a sense of urgency as what’s at stake in this project dwarfs all other considerations in this life; after all every decision you make will be for a world eager to end suffering, long after the ephemeral gains, losses and fatigue of your small present life are long forgotten. This means you will continue to practice virtue, even under the pressure of bad times or of good short-term gains, because it is your virtuous kamma that will carry over into future. The fruits of the practice of this small life will acquire huge meaning in the context of this project. Sicknesses, deaths, births, falling stock prices will barely deter you in your determination to see the work continue without interruption.

    This deeper perspective is the function of Rebirth in Original Buddhism, and explains why the Buddha, otherwise scrupulously wary of metaphysics or philosophical speculation, took a clear stand in this case. What is really at stake, as with Refuge, is the attitude behind our practice. In  terms of rebirth Bhikkhu Bodhi states more succinctly the point I present here:

    To take full cognizance of the principle of rebirth will give us that panoramic perspective from which we can survey our lives in their broader context and total network of relationships. This will spur us on in our own pursuit of the path and will reveal the profound significance of the goal toward which our practice points,…

    I bring up rebirth in the context of religiosity because it like Refuge expresses a Core part of the mindset, the infrastructure, the launch pad, the preconditions necessary to fully embrace the Path toward Nibbana. It also incidentally gives us an opportunity to explore the boundary of Original and Core Buddhism, that is to start with an understanding of the Core functionality that needs to be preserved then to test the range of expressions of that functionality. For instance, admirable friendship itself can be viewed as channel for conveying karmic results. Modern science has revealed many new channels, genetic, behavioral, social, environmental, that would have been dimly understood at the time of the Buddha. Or we might find the more traditional linear model of pipe linearly aligned to pipe entirely satisfactory. In any case we are each engaged in an epic struggle with karmic forces from the ancient past and outcomes that will reach endlessly into the future.

    Buddhism without Refuge?

    The tyke born of a devout Buddhist family is likely to live out his life centered in religiosity; he will live in the roots and leaves, not in the stem. His is a world something like the grass of the next illustration. The little seedling will have been brought into the presence of Buddha altars, and of monks, nuns and Noble Ones, and will have been taught the forms of veneration. He will learn to recite the Refuges. He will begin to absorb a few Dhammic aphorisms and learn to recite five Precepts. With growing conviction he becomes increasingly involved in the community life, developing merit in taking care of the temple and the needs of the monastics, in chanting vigorously, and such things. He will someday become aware of the stem and may consider broadening his world to include the Path upward, perhaps ordaining. A full encounter with samvega will likely bring him to that decision. In any case he will be inclined support generously the aspirations of those who do make that choice, for he will understand the civilizing force of the Noble Ones.

    DevoteeFlowerLiving in this world seems in itself capable of achieving remarkable results. I see this in most Asian Buddhists I’ve known. I also see it in other religious traditions with similar forms of religiosity, which one way or another seem to produce some people of great attainment, even without a Noble Eightfold Path or anything resembling it! It has a remarkable capacity for generating confidence, zip and many wholesome mental factors in its adherents, and can produce centered, selfless, composed, kind and insightful people. One can thrive in the grass.

    A totally different profile would be someone who does not grow up with a foundation in Buddhist religiosity. He might be reluctant to commit to the Refuges or Precepts, has not lived in a Buddhist community, knows nothing about Noble Ones, does not know what function nuns and monks could possibly serve or why they don’t go out to get jobs. He might have begun by reading about Buddhism, inspired perhaps by a vague sense that Buddhism is a good thing, maybe having seen the Dalai Lama on TV or inspired by Buddhism’s reputation as “peaceful,” or by reading Siddhartha by Hermann Hesse. In any case he has been moved to take up Buddhist practice, particularly meditation, much as he had when taking up working out in a Gym the year before. Just as the gym membership had made his body stronger, he hopes that joining a 都angha・will make his mind stronger. He likes the idea of Awakening and might even expect to if he meditates ardently for a couple of years, but has no perspective beyond improving this one life.

    This chap lives in the world of the stem, as shown in the next illustration. Without deep veneration nor involvement in a Buddhist community he is nourished only by the experience of practice itself. He lives more accurately in something like mistletoe hanging off the stem which has grown from a seed (his initial intention) that had been deposited in a bird dropping. Mistletoe is a parasite that develops enough of a root to absorb water and minerals from the host plant. It has no sense of where this nourishment comes from nor responsibility for preserving it for future generations. It gazes down upon the grass with disdain, little comprehending the roots and soil and the spiritual growth that is happening down there. I know this profile well; it used to be mine. His practice is likely to be precarious for a time, but he might eventually gain some strength if he manages grow deep religious roots. Notice that each of these illustrations omits the blossom of Nibbana.

    MeditatorFlowerPeople who grow up steeped in (perhaps Jewish or Catholic) religiosity have an easier time. They are like a graft rather than mistletoe. Much of the growth of the roots and leaves has already been experienced and is, probably with mixed degrees of success, translated into Buddhist religiosity.

  • Books on Rebirth

    Uposatha Day, First Quarter Moon, Sept. 9, 2012

    What do we do with this “Rebirth Thing”? Commonly, perhaps typically, Western Buddhists have trouble with the this aspect of Buddhism and reject the whole notion out of hand as unscientific, premodern balderdash. This might be said of much in the Buddha’s discourses, such as many factually inaccurate geographical claims. However rebirth is different because it was clearly a systemic part of the Buddha’s thought, eveh to the extend that he could proclaim the final goal of the Path to be escape from the beginningless round of rebirths. Moreover while no one as far as I know claims that the truth of the Buddha’s geographical understanding makes any difference one way or the other with repect to Buddhist life or practice, a large number of emminent Western practitioners — particularly many monastics with strong backgrounds in science, I notice — come around to endorsing the “Rebirth Thing” most emphatically.

    My own feeling is that rebirth cannot be dismissed without losing something vital in the Buddha’s thought.What is vital yet sacrificed in dismissing rebirth out of hand is our responsibility to the future, the sense that  that our practice in this life brings great ongoing benefit that outlives us. Without this this practice cannot be something bigger than this fathom long body and few decades of life; while we can dedicate our practice to making this one life more comfortable, the basis for dedicating our lives to practice is absent. As Bhikkhu Bodhi fears, Buddhism collapses into a kind of psychotherapy. Notice that this is an argument for the need for rebirth, not for its actual veracity. However I believe there are a range of modern ways of interpreting rebirth that are rarely considered that differ from the literal ancient account of a linear process that follows directly from a single death to a single birth. I’ve discussed this in my essay From Thought to Destiny.

    Here at the Sitagu monastery in Austin, TX we have moved our books into our new library building. They only sparsely occupy the many shelves available to them, but that is a good thing, an open-ended opportunity for expansion. I with the aid of volunteers have been cataloging our books, using the Library of Congress system, for many months, accepting many donations of books and having books purchased to begin to fill the many gaps in our collection. One of the things I’ve been eager to read more about is how “the Rebirth Thing” might actually, contrary to almost everyone’s wildest expectations, be supported by science. Accordingly I’m glad that we now offer some books on this topic.

    A number of these books are based on the pioneering research begun by Ian Stevenson at the University of Virgina which over many decades has given us some astonishing case studies of early childhood memories that seem to defy any explanation other than personal experience of the verifiable details of previous lives. I’ll be darned if I can find anything unsound in his methods. Some of the books in question are:

    Ian Stevenson, Children Who Remember Previous Lives.

    Jim Tucker, Life Before Life.

    Ian Stevenson, Twenty Cases Suggestive of Reincarnation

    In spite of such evidence, “the Rebirth Thing” is generally dismissed out of hand in scientific circles because getting from an old to a new body implies a degree of independence of mind from the physical universe. It is interesting that the pretheoretical assumption underlying this dismissal is being increasingly challenged within science, even within physics. I’ve begun reading a rather thick book that we have acquired from the perspective of cognitive science that arrays arguments against the assumption of the primacy of matter over mind (of course in Buddhism mind has always been primary):

    Edward Kelly, et al., Irreducible Mind.

  • From Thought to Destiny: the eBook

    From Thought to Destiny

    Traditional and Modern Understandings of Kamma

    click to download PDF

  • From Thought to Destiny: Conclusion

    Uposatha Teaching: Full Moon, December 21, 2010.

    Index to Current Series
    Thought – Act – HabitCharacterDestiny

    Sow a thought,
    and you reap an act;
    Sow an act,
    and you reap a habit;
    Sow a habit,
    and you reap a character;
    Sow a character, and you reap a destiny.”

    We now conclude this series of Uposatha (Quarter Moon) Day teachings on Karma.

    We humans are thinking acting creatures potentially with a broad array of free will options in every conscious moment. This enables new karma whereby thoughts give rise to acts, or just remain thoughts. Our acts play out in the world and their consequences run deep, in fact continue indefinitely into the future, where they mingle with all the other chains of cause and effect to make the world what it is. At the same time each new karmic thought or act leaves a residue in the mind, and the accumulation of this residue make us who we are. We are what we do. The karmic residue, the old karma, begins to harden into walls and byways that tend to fix our future acts and thoughts into habit patterns, into mounds then mountains that become our world view, fixed opinions, values and aspirations. This landscape, whether pleasant or craggy, becomes the world we inhabit and the best predictor of our future thoughts and acts, the future new karma that will then leave further karmic residue. Our inner world thus formed can become heaven or hell, a human realm of both pain and pleasure, a place of limitless craving and fear, a ghostly realm of perpetual dissatisfaction or a world of rage and competition. Our outer influences can be for harm or benefit, and the outer world we help create around us as we produce new karma in turn produces conditions that trigger our responses in the form of more new karma, just as our acts trigger karmic responses in others.

    Unfortunately left to our own devices, with neither skillful reflection nor wise guidance, we rarely achieve the control over our own karma necessary to shape either our outer or our inner world in a healthy direction. We most naturally fall into service of impulses to seek personal advantage, to exploit for ourselves what we think the world might offer and to protect ourselves from the dangers we think the world might harbor. Alongside these is a desire to be of benefit to others, to treat others with kindness, especially those closest to us. But we struggle with an incessant feeling of lack and a sense of dissatisfaction when we actually manage to acquire what we seek, which then just becomes another need. One need leads to another and our behaviors rather than benefiting begin to harm, for which we fashion clever justifications, even as they harm ourselves. The reactions of those we harm create new needs. We wonder why happiness is so elusive as our karma accumulates. We end up inhabiting, disappointed and confused, an unsatisfactory or even frightening world of our own making, with no better notion of what went so dreadfully askew than to try harder at whatever we were doing before, no longer even considering alternatives to the well-worn byways and walls and the rest of the craggy landscape we’ve formed.

    With wise guidance and skillful reflection we are able to take control of our karma. First, we see how our impulses that seek personal advantage lead us astray in increasing lack not decreasing it, in leading to more dissatisfaction not less, in leading to harm for others and unhappiness for ourselves, in enmeshing us further and further in our struggles with the world. Second, with sufficient discipline, energy and sense of urgency, we sort out what is skillful and unskillful in our our thoughts and actions. Immediately we become a force for benefit in the world and gradually we begin, by choosing our thoughts and actions with due deliberation and in spite of established patterns of habit and view, to break through the old karmic walls to create new byways, to create a new more habitable and pleasing karmic landscape. Thereby we begin to loosen the compelling hold of greed, aversion and fixed views, and develop in their stead renunciation, kindness and compassion. We are on our way to the attainment of Nirvana.

    Unfortunately we tend to have a small view of the scope of the Buddhist project, we tend to think all the benefit of practice as confined to this one solitary life, limited in time and space, where it competes with all the other temporal attractions that promise happiness, such as physical workouts, dieting, the ideal hair style, wind surfing, executive moving and shaking, and opera tickets. The problem with the limited temporal view is that, since all accomplishment on the Buddhist path will be dissipated at the death of the physical body anyway, the reserve of discipline, energy and sense of urgency otherwise available will be dissipated right now, in favor of potentially more pleasant paths to happiness. The fact is, however, that our unskillful karma propagates and perpetuates itself, if not serially projecting into subsequent lives, then at least laterally through imitation, through the responses of others as consequences of our actions, through adoption into the popular culture. Our karma slops over and spills on others so that large parts of our pleasing or craggy karmic landscape are replicated over and over in the lives of others, in our children, in our colleagues and friends and in all who bear the consequences of our deeds. They carry aspects of ourself, we at the minimum are reborn in bits and pieces. And their potential for attaining Nirvana will, to that extent, look like ours.

    Our entire Buddhist practice consists in how we meet this moment, and the next, and the next, …, in Thought and Act. We can meet it skillfully or unskillfully. The teachings on karma tell us how important that Thought and that Act are. While profoundly and eternally conditioning the outer world for harm or benefit, they add their imprint on our Habits, on our Character and in the end on our Destiny. Practice is forever.

  • From Thought to Destiny: The Pragmatics of Destiny

    Uposatha Teaching: First Quarter, December 14, 2010.

    Index to Current Series
    Thought – Act – HabitCharacterDestiny

    Nirvana is both the beginning and end of Buddhist practice. We begin with accepting the truth of the Buddha’s enlightenment. Even before we have an understanding of what this is, we accept that the Buddha gained some special quality that we too can with time achieve in Buddhist practice. We end with Nirvana. We practice in between, gaining confidence in the Buddha’s enlightenment as we observe elements of our own character fall into place and gain glimpses of the ultimate goal.

    Nirvana, along with its companion, Rebirth, forms a context for Buddhist practice. Keep in mind though that practice is simply about skillful intentional action, that is, Karma. We have added the layers Habit, Character and Destiny to Thought and Act merely to explore the consequences of our intentional action, so that we better understand what it is to be skillful and why its cultivation is so imperative. As with the understanding of Rebirth the understanding of the goal of Nirvana is not without pitfalls.

    The Goal. Goals themselves are often put to unskillful uses. They quickly become objects of desire, clinging and obsession, and thus foster unskillful states of mind. “I gotta have that NOW! Oh, I can’t wait, I can’t wait.” Sugarplums are painful things to have dancing in your head. Nirvana can do that as well. Once achieved goals accordingly create an equivalent fear of losing what has been accomplished, or dissatisfaction in it. Don’t worry, you will not have achieved Nirvana in the first place if you have this level of clinging. How do you have a goal skillfully?

    It is important to hold skills lightly. Think of them as the North Star, guiding your path, but not something you need to actually reach (in fact the North Star is more and more out of reach the further you travel toward it; it ends up overhead). If you are learning a language, you just follow a fixed daily routine of practice, otherwise you will make yourself miserable striving to speak as a native and will eventually give up. Consider Gandhi’s life task; he just followed the daily practice of non-violent non-participation along with encouraging others to join him; he never would have endured his half-century campaign had he been obsessed constantly with driving the British out of India. Consider the misery of dieting to get slim, the repeated sacrifice of what needs to be renounced in the painful effort to be slim, then the disappointment after you abandon the discipline that you had barely been able to sustain, only to return to your former pleasingly plump condition. The goal can skillfully form a background context to occasionally consult to ensure you are headed in the right direction.

    The ways in which the goal of Nirvana has been framed seems to have played an important role in Buddhist thought. In China the notion of Sudden Enlightenment became very prominent. This is the idea that within this very life it is very feasible that one can attain Nirvana, without plotting out a path of development spanning many lifetimes. Zen literature is full of references to people who through practice and skillful instruction suddenly realize in a single instant Enlightenment, often with little preparation beforehand. These stories in a sense mirror the stories of the early Suttas of disciples of the Buddha who realize the final goal during a single discourse of the Buddha. However in the Suttas the presupposition is almost always present that these are people “with little dust in their eyes,” people who have already lived as recluses perhaps for many lifetimes, practiced meditation, developed virtue, reflected deeply on the nature of existence, and only needed the wisdom of the Buddha’s teaching to pull it all together. Within Zen even while embracing Sudden Enlightenment the contrasting notion that one should practice without a goal, simply practice. The notion that “We are already enlightened” encourages this. This is particularly evident in the teachings of Japanese Master Dogen (1200-1253), whose view was essentially that Enlightenment is not something you achieve, it is something you do, or fail to do, moment by moment. After all, the only way we shape Habit, Character and Destiny, or in fact anything else in the world, is through our intentional actions. Isn’t it enough just to get our intentional actions right, that is, to face each moment with a calm mind, virtue in the heart, and clarity about what is going on, and then act skillfully? Similarly, for the chubby person is it not enough just to face each day moderate eating habits? In either case the goal takes care of itself.

    It is important to distinguish striving for a goal from effort. Effort does not require clinging, which is painful, only discipline, which can be quite joyful. What we would call an awakened being, and arahant, someone who has attained the goal of Nirvana gets intentional actions right naturally and without effort, which is why we don’t even think of them as intentional or karmic any more, and would not know what else to do. The rest of us must meet each moment while being hammered by the typhoons and eruptions of impulse and obsession, assaulted by the flames and avalanches of passion and rage, so we must be able to put all that aside then act with a calm mind, virtue in the heart, and clarity about what is going on, and to enact Enlightenment. So effort does not vanish with the notion that we are already all enlightened. We still need to act like it.

    I suspect that, like much of Buddhist doctrine, the various ways of treating the goal of Nirvana are pragmatic adaptations of the Buddha’s teachings to differing cultural circumstances. It has been suggested that the idea of Sudden Enlightenment is related to the existence of greater social mobility in China than in India. In India there was not much expectation that one’s lot in life would change significantly within this lifetime, life required extreme patience, and many lifetimes to make progress. In China one might be born a peasant and die an advisor to the emperor, quick results could be expected in this lifetime. I doubt that the Chinese actually developed a way to become enlightened faster, they just framed to process in a more appealing, less frustrating way. For those that might have doubts about the veracity of Rebirth, which recall brings with it a sense of urgency in practice, the prospect of Sudden Enlightenment might also inspire to urgency in practice. The downside of all this is that the prospect of Sudden Enlightenment encourages clinging to the ultimate goal. This would explain the common accompanying theme of practicing with no goal as a wise defense against this clinging.

    Now let’s consider Western culture. We tend to be acquisitive, we tend to expect instant click-of-a-button gratification, we tend to interpret things as personal goals. These things require that we be extremely careful with Nirvana, Enlightenment and the other synonyms. Already these have become marketing tools for Buddhist products, including teachings, accompanied by promises of fast results. I recommend that people steer clear of such appeals. I personally like to teach in terms of Gradual Enlightenment but Steady Progress in order to mitigate greed and encourage patience. I teach in terms of Perfection of Character or Virtue rather than Ending of Suffering, or Eternal Bliss, because it is less about personal advantage, it suggests something you do for everyone rather than just for yourself. I tried teaching in terms of Responsibility for a while, but students seemed to think that was a bummer. (It is perhaps an advantage of being a monastic that I do not have to try to sell anything, like seminars, books and retreats; I don’t depend on teaching as a livelihood, I have no livelihood. This leaves me free to teach what is most skillful, like renunciation and disenchantment, rather than what appeals to the naive and commercially influenced understanding.) Most importantly is to settle into a well-defined daily practice routine, disciplined but not striving. The book will get written if you write a certain number of pages a day, competence will develop if you learn something new each day. Just take care of the day, the moment, the intention behind the action and the rest will take care of itself.

    Rebirth and Nirvana together give a broader meaning to the Buddhist path that extends beyond the confines of this one life. Although Nirvana is a distant goal for most, it is one toward which noticeable progress, along with occasional glimpses of its waiting arms, can be witnessed in this one life, and sometimes some recluse will actually attain this lofty goal of perfection of character. For most of us Nirvana simply provides a cathedral-like framework to contain our daily practice or aspirations.

    Greater than the One Life. The focus on this one life gives a limited view of the Buddhist path. Another analogy is perhaps in order.

    The focus of corporate capitalism tends to be limited to quarterly profits. Sometimes the executive vision is a bit more far-sighted as certain long-term perspectives are able to raise stock prices for the short term, but the performance of executives are by and large judged on the basis of quarterly profitability. This means that the global view is largely lacking; where will we be, say, one hundred years from now? The characteristic myopic decisions of individual corporations exemplifies what in Artificial Intelligence is known as Hill Climbing. The logic of Hill Climbing is that if you want to get to the top of the mountain in the fog, just keep walking up hill. The decision-making process is thus driven by a local metric, the contours beneath your feet. The weakness of hill climbing is that you almost always get stuck at the top of a foot hill and miss the top of the mountain altogether because you lack the global perspective. This is the problem of scrambling for short-term, measurable gain. Since corporations by and large can not sustain a long-term perspective, other human institutions are required that can. The scientific and technological research communities can afford a long-term view because at their purest they are generally not required to show quarterly results or any particular practical results. Their practitioners, sustained by job security (tenure and so on) provided generally through government funding, have the leisure to work on projects with very long-term goals, or simply advance human understanding of certain principles, like computability. They become a resource for future long-term corporate profitability, at little corporate expense. They also potentially provide a social conscience in corporate decision-making. (Unfortunately a great weakness of the corporate system is that more often than not warnings that would conflict with quarterly profits tend not only to be ignored actually suppressed through corporate control of media and through corporate lobbying of government agencies responsible for allocating funds for scientific and technological research.)

    Our individual spiritual focus tends to be similarly limited to quarterly results. Sometimes we are motivated to sustain a meditation practice through the inspiration of others, but generally we waste time scrambling for short-term measurable gain, wealth, reputation, fun, a new romance, kids off drugs and in school, the neighbor’s dog not barking all night, getting the upper hand in the battle of the bulge, finding the best cell phone service provider for the family, looking busy at work and so on. With so many petty concerns it is easy to lose sight of Nirvana, the overarching goal of the Buddhist life, the lofty peak that may lie many lives in the future, and instead get stuck at the top, or even half way up, a little hill. As a matter of fact, since Buddhists by and large can not easily, in the bustle of samsara, sustain a long-term perspective, another human institution is required to hold to that perspective as a constant reminder. This is a traditional role in Buddhism of the monastic Sangha. Its practitioners, sustained by lay donations, and at the purest giving up all temporal concerns that might distract them from the higher goal, have the leisure to work on something much bigger than their single lives. They become the conscience of the Buddhist, keeping him pointed toward the higher goal. On a quarterly basis the elements of Buddhist practice may not seem so urgent, but those periods on the cushion, meeting situations with kindness and insight, keeping life simple and peaceful, make an incalculably huge difference in the Destiny of the world.

  • From Thought to Destiny: Perspectives on Rebirth

    Uposatha Teaching: Full Moon, November 21, 2010.

    Index to Current Series
    Thought – Act – HabitCharacterDestiny

    Rebirth raises Western eyebrows. For those disposed to religious skepticism it may be a deal breaker. For others it may be an opportunity either to overhaul Buddhism or after all these years finally to reveal the Master’s true intent. Lest readers become too sure of themselves let me point out four viable views of Rebirth.

    1. Rebirth is Literally True. Probably this is the dominant view historically.
    2. Rebirth is a useful Working Assumption to frame our practice. Recall, for instance, that the Buddha recommends this to the skeptical.
    3. Rebirth is an Approximation for something more subtle. Recall Niels Bohr’s dictum, “Truth and clarity are complementary.” Rebirth is clear; if we look a bit deeper we may get closer to a less tractable truth. I will briefly consider below that Rebirth is an approximation of Karmic Spillage of last week’s discussion.
    4. Rebirth is a humbug; it has no productive role in Buddhism. This is the position of many Western Buddhists, perhaps most articulately represented by Stephen Batchelor.

    To summarize the discussion of the last few weeks, in “Is Rebirth Verifiable?” I considered the case for 1., though not conclusively. In “The Pragmatics of Rebirth” I suggested that either 1. or 2. has a productive role in framing the Buddhist Path, and that could well be extended to 3.. In “Buddhism with Beliefs” I argued that Working Assumptions, as in 2., even if literally false, are not only common but also productive parts, not only of religion but of almost any realm of human affairs. I also pointed out that Approximations as in 3. are the rule in Scientific discourse. The most distinguished advocate of 4. is probably Buddhadasa Bhikkhu, possibly the most influential Thai monk of the Twentieth Century. While 1. and 4. are the opposing literalist viewpoints, 2. and 3. each involve a more subtle understanding of religious truth and of the meaning of Rebirth. I hope no readers go off in a broken-deal huff over the issue of Rebirth; whatever your persuasion you will find yourself in good company.

    This model of Karmic Spillage does not exclude the conventional karmic model of Rebirth; it may well supplement it, that is, while some karmic dispositions are transmitted genetically, culturally and through emulation, others may be transmitted by Rebirth. This gives another way in which to evaluate the veracity of Rebirth: Rather than seeking verification for the process of rebirth, we can turn the question upside down and ask instead what is not due to rebirth. If the transmission of all karmic dispositions is accounted for in terms of well-understood mechanisms, then Rebirth becomes vacuous. If, on the other hand, elements of transmission have no reasonable explanation in terms of conventional mechanisms, the case for Rebirth, or some unknown mechanism, is strengthened. This as a means of evaluation highlights the importance of cases in which, for instance, genetically identical twins, exposed to the same cultural, familial and social circumstances manifest differences in character.

    Even if Rebirth as literally understood cannot stand on its own two feet, it might stand as an approximation of Karmic Spillage, The framework of Rebirth has some pragmatic value not immediately evident in Karmic Spillage: The linearity of Rebirth makes Karma and the path to Nirvana more of a personal project. Even while Buddha discourages the personal until the project is well underway there is solidity in the thinking of the project as involving step-by-step personal development over a long period of time. Expression in these personal terms also reminds us that our practice is primarily focused on the internal world of our own thoughts, our skillful and unskillful intentions. Nonetheless, Karmic Spillage also points to a way in which moment by moment skillful karmic decisions have consequences that transcend this single current life, in fact even more profoundly, than in the serial Rebirth model since karmic consequences are transmitted laterally and expansively as well as into the future.

    The Buddha could conceivably been aware that Rebirth is an approximation of a process something like Karmic Spillage, but chose to express his understanding in terms of a traditional model that would have been widely understood in his day. Nagapriya suggests that adopting previous religious framework to new system like remodeling old building, the structure is not completely recommended by the function. This may be why Rebirth is so peculiar on first sight in the West.

    The main point of this speculation, however, is not to do science, not to look for an empirically verifiable truth, but to find a proper context for Buddhist practice. I discussed in previous weeks the usefulness of Working Assumptions or myths in religious practice. Our doctrines should be held lightly, first, so that we do not get caught up in meaningless speculation, perhaps when challenged hardening into religious fundamentalism, and, second, so that our religious aspirations are not put on hold awaiting the results of scientific evidence. It would be a source of great discomfort to think that the entire foundation of one’s religious practice and understanding could be undermined by new developments in science. Consider that one might be instructed in practice to “sit like the Buddha.” This does not mean by that one is the Buddha, but it is an efficiently communicated effective instruction: It works. Likewise in Vajrayana traditions one might be instructed to identify with her guru; it is not a matter of literally becoming her guru in an independently verifiable way. Similarly, we can practice as if we were able to continue life after life until we reach Nirvana, the highest perfection of human character, and thereby abide in an efficiently communicated and effective frame of mind for the purpose of practice.

    At the same time, science can help us to stand back and see our practice from another perspective. It is helpful to understand how we impact the world when we hold on to greed or hatred, or when we act from a point of renunciation and kindness, or how our views shape our actions and ultimately the world in which we live. This wider perspective has always been integral to Buddhism, particularly the ecological view of dependent origination that science only significantly came to appreciate in recent years. I can say that the Butterfly Effect has had a profound effect on how I view my engagement in the world and the importance of grounding that engagement in Buddhist practice. Karmic Spillage is perhaps a more immediate invitation to Science to study Karma in more detail than is Rebirth. It is important at the same time, however, that we not allow the coldly analytical nature of most Western science to dissect an essentially holistic living body of mutually reinforcing practices and understandings into a meat market of independent parts, ready for human consumption.

    Rebirth is important in the Buddhist project because it frames practice in a way that makes its implications much greater than this single short life, in terms that make compromising one’s highest aspirations for temporary comfort less compelling, implications that involve transcending much more than the fleeting pain of the current existence. In fact our practice does have that global importance, which is for many most only evident through tracing the consequences of Karmic Spillage, but which is most readily visualized in the process of Rebirth. Beliefs are not as a rule that important in Buddhism; of primary importance is our mindset, in particular, one that encourages us to live our lives karmic act after karmic act with utmost virtue. What conceptual apparatus will keep us steadfast is likely to vary over the range of Western students of Buddhism, from the wary to the wily. How we think of Rebirth is something we best come to terms with, but we have lighter options than rigid dogma.

    In any religious enterprise it is important that one embed your (current) life into something greater than yourself, rather than embedding something smaller than yourself into your life. This is why traditional psychotherapy or an interpretation of Buddhism in traditional psychotherapeutic terms is a poor substitute for Buddhism or for any other functioning religion: it simply adds something to your life to make it more comfortable and fails to embed your life into something greater to make it more meaningful. This is not just about religion: scientists, scholars, artists, writers, activists, philanthropists, matriarchs and patriarchs. I think all discover this. For instance, consider the difference between, on the one hand, the scientist who sees himself embedded in an evolutionary cooperative ongoing centuries-old effort to make sense of the universe, as opposed to, on the other hand, the scientist who does a job in order to get paid and maybe gain some fame. You find scholars of both kinds. The former, I maintain, sees a deep meaning in science, and in the life of a scientist, the latter only temporary convenience and comfort. The latter scientist lives a small life, a bit to be pitied for missing the point. This is analogous to the priest who initiates the centuries-long building of a magnificent cathedral as opposed to the village cleric who builds himself a church, or the Buddhist who regards Buddhism as psychotherapy as opposed to the one who sees its transcendent value. (This is not meant to deny the therapeutic value of Buddhism in this life, which is important, only to state that it is a limited perspective.)  For it is only this embedding of your life in something greater than this life that allows you to fully transcend the self, which the Buddha explicitly put at the heart of Buddhist practice and teaching. This, as I understand it, is the real meaning of Rebirth in Buddhism, embedding your current life into something transcendent.

    As an additional note, in spite of Western skepticism (which will prove ultimately valuable), we have an advantage in the West in that our Buddhist practice is naturally embedded in something greater than ourselves, namely the long but slow historical process, already almost two centuries old, of bringing Buddhism to the West. Like it or not, each of us carries enormous influence and responsibility in a process that is much greater than ourselves, and influence and responsibility that is not so evident in lands where Buddhism has long been established. For many of us being a pioneer in this sense can lend great meaning to our lives of practice.

  • From Thought to Destiny: Rebirth and Karmic Spillage

    Uposatha Teaching: First Quarter, November 14, 2010.

    Index to Current Series
    Thought – Act – HabitCharacterDestiny

    We have been considering the Buddha’s teachings on Rebirth for the last few weeks, including the pragmatic case for Rebirth and the scientific case for Rebirth. I want to consider this week a parallel phenomenon that might help us understand the Buddha’s teachings on Rebirth, one that has much of the pragmatic value of Rebirth but is more grounded in a more scientistic understanding (that is grounded in commonly accepted observables) of Karmic consequence.

    Karmic Spillage. Aside from missing a mechanism by which Rebirth can happen, the traditional Buddhist account of Rebirth seems to account for only part, and perhaps a small part, of the migration of Karmic dispositions from one life to another. Recall that Rebirth is not the continuance of You, that is, of a Person, Soul or Self, after your death, but rather the transmission of the stream of karmic dispositions from your current life to a serially succeeding life, where, delivered as a neat package, it can continue to evolve according to one’s practice. However, there are many other better understood paths for the transmission of karmic dispositions from one life to another and this suggests that Rebirth as traditionally understood can be no more than a part of karmic transmission. The following are some other sources and targets of our Karmic dispositions. Notice that each of these involves transmission of karmic dispositions from life to life, but in a lateral, not in a serial, fashion.

    1. Genetic influences. Many of our inborn karmic dispositions seem to be inherited from our parents, not from a recently deceased being. The genetic conditioning of predispositions is well established in modern science. These include not only highly individualized tendencies, such as a predisposition toward anger or toward alcoholism, but also species-wide tendencies such as a predisposition toward affection or toward play.
    2. Emulated behaviors. Many behaviors are simply learned through example from parents and others in the immediate environment or even from TV characters. There is some evidence that humans learn behaviors simply by observation. So, it is common that if a parent smokes, the child will grow up to smoke, if the parent is abusive, the child will grow up to be abusive. If the parents are studious and like to snack, the child will grow up studious and disposed toward snacks.
    3. Cultural influences. The culture in which an individual is embedded sets norms for behaviors and values and provides a set of role models which the individual is encouraged to emulate. If the culture is tolerant and creative, the individual will tend to be tolerant and creative. Unfortunately we live in a mass- media culture that is to a high degree deliberately manipulated by commercial and political interests to encourage greed and aversion with alarmingly adverse effects on the well-being of the individual.
    4. Stimulus and response. Association with a person of certain karmic habits to which you must habitually respond produces new karmic habits in yourself. This is different from emulating another’s behavior.
      For instance, actions performed out of anger tend to adversely affect others, in whom anger or fear may thereby be evoked. Living with an angry person may turn you into either an angy person or a fearful person, as your emotional response becomes habitual.
      Notice that in this case your particular karmic disposition might not show up as the same particular disposition in another, as your anger may show up as another’s fear, or your kindness may show up as another’s sense of security. I speculate however that unskillful factors in yourself will tend to evoke unskillful factors in others and that skillful factors in yourself will tend to evoke skillful factors in others.
      Likewise a single stimulus can initiate a chain of stimuli and responses that grow progressively in karmic consequences, as when speech motivated by hate inspires another to commit an act of terrorism which leads, along with injury and loss of life, to fear, anger and plans for vengeance.

    Most of these factors poorly understood in Buddha’s day. But, in fact, your Karma, constantly spilling over others, becomes their karma. And their Karma, constantly spilling over you, becomes your Karma. Although the transmission is lateral, your karmic dispositions may be carried into the future and past the end of your own life, in fact indefinitely, by those who outlive you. However, unlike through the conventional model of Rebirth, through these mechanisms your karmic inheritance is not delivered to you in a neat package at birth to be worked on during your life, and your karmic heritage is not neatly packed together at death to be delivered to a single individual at birth. Rather your karmic inheritance is delivered from many sources and your karmic legacy is dispersed widely and selectively, both throughout the span of your life.

    For instance, your present alcoholism may still persist a century from now, in your great grandchildren, or in the great grandchildren of your current drinking buddies, and may have been alive in your great grandfather or in the great grandfathers of your drinking buddies. In fact tracing your karmic legacy can become very complex indeed: Your greed or the cumulative greed of you and people like you can through the fabric of human and social relations, through economic and political forces, show up unknown to you in violence and war elsewhere, with their own grave karmic consequences. Similarly a single karmic act on your part, for instance, yelling at someone in anger, could well initiate a series of Karmic actions involving many actors with grave Karmic consequences of which you will never be aware.

    Similarities of Karmic Spillage and Rebirth. Karmic spillage does not contradict Rebirth; if it did it would defeat Rebirth, since it is independently verifiable. It does, however, cover much of the same ground, the transmission of karmic dispositions from one life to another. Its primary difference is that it includes in its purview lateral as well as serial transmission..The ripening of karma beyond the present life also acquires an even more profound dimension: As in the case of hateful speech ripening in the great suffering of a terrorist bombing, it is easy to appreciate that virtually all of our actions have consequences, often unseen, beyond ourselves, In fact the Butterfly Effect.tells us that the consequences of actions are unlimited, each action effectively has the capacity to write future history.

    Karmic Spillage can be given a clear pragmatic function in Buddhism in providing a view that the consequences and goals of practice extend far beyond the comfort of this one life. Buddhist practice is about meeting the present moment and acting appropriately, that is, with Karmic purity, over and over. Rebirth puts that in the wider context that helps us recognize why we do that, what the full consequences of our virtue or nonvirtue are. To paraphrase Ven. Bhikkhu Bodhi:

    To take full cognizance of the principle of Karmic Spillage will give us that panoramic perspective from which we can survey our lives in their broader context and total network of relationships.

    The difference from Rebirth is that the Goal becomes much more ambitious, not the building of a cathedral or of a single Buddha, the perfection of a human character, but rather the perfection of all human character. Karmic Spillage gives our practice more of a Mahayana flavor. This is a cooperative endeavor that requires a great faith that others will be there to move all of human society karmically in the right direction, now and in generations and centuries to come. Along with patience this project contains within it a sense of urgency as the huge consequences of our karmic actions for the larger society dwarfs all petty considerations in our small lives; after all the consequences of every decision they we make has huge consequences. This means you will continue to practice virtue, even under the pressure of bad times or of good short-term gains, not only because your actions have immediate consequences beyond yourself, in the example you set and in the responses you evoke, but because it is your internal virtuous karma will influence your future actions. Your small life will acquire huge meaning in the context of this project. Sicknesses, deaths, births, falling stock prices will barely deter you in your determination to see the work continue without interruption. Embedded within a karmic network extending far beyond this current life, your attitude, motives, inspiration and relation to practice would be profoundly different and your progress greater in this life than otherwise.

    Monastic practice serves as an example. Generally defined as the path to the perfection of a single human character, the monastic practice also entails inspiring others and ensuring the integrity and continuity of the Buddhasasana. This is the obligation to ensure that monastic actions are always worthy of emulation, that they exhibit virtue, that their consequences will always encourage, and not weaken, the success of Buddhist understanding and practice for all and for future generations, that is, that they move in the direction of ending afflictions for all beings..

    Next week we will conclude the discussion of Rebirth by summarizing the variety of perspectives we have discussed in the last few weeks, including whether to take Karmic Spillage as a substitute or as a supplement to Rebirth.

  • From Thought to Destiny: Is Rebirth Verifiable?

    Uposatha Teaching: New Moon, November 6, 2010.

    Index to Current Series
    Thought – Act – HabitCharacterDestiny

    For many Westerners, for instance, most educated Americans and many with upbringing in religions that reject the possibility of this phenomenon, rebirth as literally understood belongs in the same category as the efficacy of Tarot readings, abductions by extraterrestrials and the healing powers of crystals. In short Rebirth is commonly regarded as a product of active imaginations with no possible support in modern science. On the other hand, Rebirth is a foundational concept in Buddhism, at least in the way Buddhist doctrine has been traditionally presented. There are a variety of ways in which the concept can be appropriated or interpreted, as we will see next week, but here I would like to consider the case that rebirth in its quite literal sense actually might be true, and verifiable, … scientifically. The case is far from conclusive, but it is stronger than many readers might initially suppose. Given that Rebirth has an important pragmatic function in Buddhism, it would be most satisfying if it actually turned out to be factually true. Let’s see if it is so.

    Who believes in Rebirth? In many Buddhist countries rebirth is almost as commonplace as paternity. In Burma a large percentage of the population seems to know, or claim to know, who they were in the previous life, commonly a family member or a friend of the family who died a year or so before the person in question was born. Generally the identity is established by a dream the mother or another family member had, by personality traits that emerge in the youngster, and or by physical characteristics such as birth marks. Often ghosts, assumed in Buddhist terms to be pretas, or hungry ghosts, of the newly departed are spotted near some associated location.

    An example, as revealed to me, concerns a Burmese immigrant I know, whom I will call Ma, who lives in Minnesota. Two years ago her husband died after having received a liver transplant. One night she had a dream in which he spoke to her about returning to her. The same night a younger Burmese woman, I think a relative, who was staying in her house had a dream about him. Subsequently this other woman became pregnant. Later on Ma had a second dream in which her lost husband told her the exact day he would return to her and the younger woman happened to give birth on the stated day. The baby had a birth mark resembling the scar Ma’s husband had from his liver transplant. Ma is not fully convinced that this little baby boy is really her husband, actually she seems a little embarrassed at the prospect, but many of her friends and relatives accept it without question. For most Burmese rebirth is simply a fact of life and rebirth into the range of friends and family is commonly witnessed in this way.

    I’ve noticed that belief in the reality rebirth is very common among Western Buddhists who have been practicing seriously for many decades, many of whom are highly educated monks and nuns. Some claim that it is a reality that simply makes more and more sense as one’s practice deepens, though I am not aware that any of this group have actual memories of previous lives. This and the everyday experience of the reality of rebirth among Burmese and other populations might, however, be dismissed as the kind of tangibility that develops when one’s habitual behavior and thinking presupposes something as reality, as we saw two lunar phases ago, with regard to belief in God or in money. The commonness worldwide of some kind of belief in reincarnation can also be dismissed as wishful thinking.

    Rebirth and Science. The reason rebirth seems far-fetched to many Westerners is that it seems to certain metaphysical and methodological assumptions that are commonly accepted in popular science. In particular Rebirth would seem to require the transmission or copying of a karmic snapshot, a set of habit patterns and other karmic factors, from the point where it is associated with a dying physical body to the point where it becomes associated with a newly conceived physical being. This raises two red flags: First, what could the medium or mechanism of transmission possibly be? Second, how could mental factors possibly be disassociated from the living material brain from which they arise for long enough for transmission to occur?

    As for mechanism of transmission, I am aware of no substantive proposal. However, this by no means constitutes a disproof. One hundred and fifty years ago there would have been no possible way a radio or a cell phone could possibly work. The mechanism of transmission was simply unknown. There was for a long time no apparent causal mechanism to explain the spread of disease from one individual to another, leading to the postulation of some kind of evil presence that could transmit itself to a proximate individual, a postulation that turned out to be substantially and observably correct. When Isaac Newton proposed the force of gravity, which keeps us anchored to the floor and keeps the moon from flying out even further into space, eyebrows were raised: What is the mechanism? There is no rope or any other observable substance to causally connect the earth and moon or glue to connect the floor and my shoes in the intended way, and the incipient scientific community initially balked. It was only two hundred years later that Einstein discovered a causal mechanism in the curvature of space, which, ironically, if presented at the time of Newton would have raised eyebrows through the roof! Fortunately well before Einstein’s time the invisible force had been widely accepted anyway for its explanatory efficacy.

    As for disassociating mind from brain, the materialist assumption that the mind exists only as an emergent property of the brain or some other material substance might well be wrong. Materialism is indeed a dominant metaphysical assumption of science, but we need to be careful not to confuse Science with Scientism. Scientism is the faith that the current state of scientific consensus is absolutely true, even while science evolves quickly, continuously and often radically. Actually Scientism often it seems to take as its basis Nineteenth Century understanding, when there was much more confidence in scientific results. Science itself is something that is at the same time highly conservative and critical of radical ideas—it has to be, there are a lot of wacky ideas to filter out—but also ever evolving in radical ways as the merit of a radical idea is eventually recognized.

    As a matter of fact, no one has every convincingly suggested how mind emerges as a property of the material world. The relationship of mind to matter has been debated since antiquity and continues to be debated to this day, with not only philosophers but increasingly with scientists and now physicists falling on both sides of the debate. As a metaphysical assumption materialism has served science well; that does not mean it will always do so.

    Dr. Ian Stevenson

    Evidence of Previous Lives. One man, more than anyone else, seems to have brought rebirth into the realm of objective scientific investigation: the late Ian Stevenson of the University of Virginia. His results have never been widely accepted in the scientific community for they suggest radical conclusions, but his methods seem to meet the highest standards and the data he and his colleagues have accumulated over forty years is voluminous. What also impresses me is that he also seemed to have absolutely no interest in the popular appeal his work could have had from an early date outside of the scientific community; he worked rather obscurely and single-mindedly pursuing a sound scientific case for Rebirth, as well as Out-of-Body Experiences and Near Death Experiences, which similarly challenge materialist assumptions. Out of thousands of cases of Rebirth in his records, making every effort to find some potential basis for discounting each one, he has isolated a body of cases which seem to defy any reasonable explanation except as genuine cases of Rebirth. At the same time his stated claims are rather modest, regarding his results as “highly suggestive” of the reality of rebirth. By the way, he debunks hypnosis as a source of evidence for Rebirth, as the large number of people who have been Cleopatra or Napoleon in previous lives would suggest.

    Here is what a typical case of Rebirth looks like: First, from the earliest stages of her speaking career, a child will describe events and places that should be unfamiliar to the child, giving herself a role in the narrative, and often referring to some unfamiliar people as mother, father, brother, sister, wife, husband, best friend, and so on. The apparent memories are often quite detailed, including specific names of people and places and physical descriptions. The memories of these circumstance almost always fade by the age of about eight. In 70% of all cases there is a description of an unnatural death, generally by accident or even by murder. Very commonly the child will have a phobia in the present life, such as fear of water, that correlates with the reported cause of death, and sometimes even birthmarks or birth defects in the present life that correlate with injuries that would have been sustained in such a death.

    Second, at some point, through investigation or accident, a place or family matching the child’s description is discovered and found to match the child’s description in almost every detail. Sometimes Dr. Stevenson is actually present by this time. The child is brought into the matching environment and displays a clear familiarity with her surroundings, recognizing people by appearance, being able to navigate through the house effortlessly or to describe rooms before entering them. Being in the environment evokes additional memories and the child is able to tell people things that the correlated deceased would know, sometimes even things like where some money or important documents are hidden that the family in this environment was unaware of. Sometimes autopsy or eye witness reports reveal that injuries sustained by the deceased at the time of death indeed match, sometimes in uncanny detail, birthmarks found on the child. A particularly interesting correlation made in examining Dr. Stevenson’s data, is that degree of “saintliness” (I don’t know how this is measured) in the previous life tends to correlate strongly with economic status in the current life and significantly with social status.

    The case for Rebirth can only be made to the extent that it can be established that the child’s alleged memories were not communicated through a more conventional means. For instance, is there any way the child could have known about the deceased’s environment by being told? Are the witnesses to the child’s memories reliable in memory and character? Did they embellish what the child described, perhaps after the deceased’s environment had been observed? Did they prompt or feed the child with information that they were already aware of? Do the parents of the child have an ulterior motive, such as wishing for a breakthrough appearance on Oprah as a way to tapdancing stardom? Is the whole thing a hoax or a fraud concocted by the child’s family into which the child was recruited?

    Stevenson’s method is establish or discredit the credibility of the account at every stage. For most cases in his files the case cannot be made convincingly. Perhaps the rebirth happened within the same village or immediate family as the previous death, leaving too many channels by which information about the previous life could have been communicated to the child, or some immediate family member was familiar with the previous life situation in a remote village. However, there are cases in which the connection with the previous life circumstances is made only after the researcher, Dr. Stevenson or one of his heirs, is on the spot before the deceased’s identity or environment is investigated, so that the researcher can directly solicit data to try to match the child’s memories, or better yet if the researcher is able to solicit a substantial portion of the child’s memories himself. However, there are cases where data is deemed highly reliable because of the number of witnesses involved, or because someone actually took written notes of the child’s early memories. Possible motives for hoax were closely scrutinized; in no case did the researcher offer a reward or reimburse the family for their assistance in collecting data. In most cases a hoax or a fraud would have been difficult to pull off because of the large number of conspirators that would have to be involved, and because of a young child’s limited ability to sustain an elaborate lie.

    The upshot is that Dr. Stevenson’s data includes a substantial set of cases that absolutely defy any non-parapsychological explanation, in which every possibility of conventional communication to the child about the circumstances of the previous life or subsequent distortion of the child’s account by others can reasonably be excluded, and in which the number of details and accuracy of the memories and matching situation cannot rationally be attributed to pure chance.

    If the University of Virginia research is compelling, it does not provide evidence for the complete Buddhist model of rebirth. First it does not suggest rebirth is a widespread phenomenon, only that it does occur. Memories of rebirth are rare, but that does not mean rebirth is necessarily rare; memories may be lost in most cases just as most early childhood memories are lost with age. It is intriguing that the vast majority of remembered previous lives end unnaturally, which might indicate a disruption of the tendency to forget memories of previous lives, but might also suggest that rebirth only occurs when a life has not run its natural course. It says little about the six traditional realms of rebirth and but does provide a bit of evidence of the Law of Karma spanning multiple lives.

    Being Rational. At some point in the accumulation of evidence belief in a far-fetched notion will stop being irrational, and at some later point not to believe it will start being irrational. Usually in between you can only raise your eyebrows and shrug your shoulders. For instance, a “poltergeist” was a frequent visitor to my house in Austin some years ago over a couple of months. Its M.O. was to ring the doorbell spontaneously. I would answer the door, but no one would be there. After conclusively excluding colluding teenage pranksters, I hypothesized an intermittent electrical short. I investigated the likely doorbell button, leaving only the very unusual possibility of a short in the wires somewhere in the wall. It was a clear case; that was the only possible explanation, though the actual trigger for the intermittent short was still a mystery; I could not correlate it with weather, for instance.

    However, then came the last visit of the poltergeist: In this case I happened to be standing about eight feet, just a couple of steps, from the front door talking to my seated daughter, so there were two witnesses to this event. Also in this case I reached the door in about one second under the impression that it involved someone in utmost distress rather than a poltergeist. Not only had the doorbell rung but at the very same time what seemed to be a heavy fist had pounded twice on the door quite clearly and loudly. I took the two steps to the door, swung it open and … no one was there! I’ve been in this space of eyebrow raising and shoulder shrugging, and even jaw dropping, ever since. I just don’t know what to make of it. It befuddles anything I would take to be a rational explanation. All I can say is that I no longer discount others’ accounts of poltergeists.