Category: Dharma

  • From Thought to Destiny: Is Rebirth Verifiable?

    Uposatha Teaching: New Moon, November 6, 2010.

    Index to Current Series
    Thought – Act – HabitCharacterDestiny

    For many Westerners, for instance, most educated Americans and many with upbringing in religions that reject the possibility of this phenomenon, rebirth as literally understood belongs in the same category as the efficacy of Tarot readings, abductions by extraterrestrials and the healing powers of crystals. In short Rebirth is commonly regarded as a product of active imaginations with no possible support in modern science. On the other hand, Rebirth is a foundational concept in Buddhism, at least in the way Buddhist doctrine has been traditionally presented. There are a variety of ways in which the concept can be appropriated or interpreted, as we will see next week, but here I would like to consider the case that rebirth in its quite literal sense actually might be true, and verifiable, … scientifically. The case is far from conclusive, but it is stronger than many readers might initially suppose. Given that Rebirth has an important pragmatic function in Buddhism, it would be most satisfying if it actually turned out to be factually true. Let’s see if it is so.

    Who believes in Rebirth? In many Buddhist countries rebirth is almost as commonplace as paternity. In Burma a large percentage of the population seems to know, or claim to know, who they were in the previous life, commonly a family member or a friend of the family who died a year or so before the person in question was born. Generally the identity is established by a dream the mother or another family member had, by personality traits that emerge in the youngster, and or by physical characteristics such as birth marks. Often ghosts, assumed in Buddhist terms to be pretas, or hungry ghosts, of the newly departed are spotted near some associated location.

    An example, as revealed to me, concerns a Burmese immigrant I know, whom I will call Ma, who lives in Minnesota. Two years ago her husband died after having received a liver transplant. One night she had a dream in which he spoke to her about returning to her. The same night a younger Burmese woman, I think a relative, who was staying in her house had a dream about him. Subsequently this other woman became pregnant. Later on Ma had a second dream in which her lost husband told her the exact day he would return to her and the younger woman happened to give birth on the stated day. The baby had a birth mark resembling the scar Ma’s husband had from his liver transplant. Ma is not fully convinced that this little baby boy is really her husband, actually she seems a little embarrassed at the prospect, but many of her friends and relatives accept it without question. For most Burmese rebirth is simply a fact of life and rebirth into the range of friends and family is commonly witnessed in this way.

    I’ve noticed that belief in the reality rebirth is very common among Western Buddhists who have been practicing seriously for many decades, many of whom are highly educated monks and nuns. Some claim that it is a reality that simply makes more and more sense as one’s practice deepens, though I am not aware that any of this group have actual memories of previous lives. This and the everyday experience of the reality of rebirth among Burmese and other populations might, however, be dismissed as the kind of tangibility that develops when one’s habitual behavior and thinking presupposes something as reality, as we saw two lunar phases ago, with regard to belief in God or in money. The commonness worldwide of some kind of belief in reincarnation can also be dismissed as wishful thinking.

    Rebirth and Science. The reason rebirth seems far-fetched to many Westerners is that it seems to certain metaphysical and methodological assumptions that are commonly accepted in popular science. In particular Rebirth would seem to require the transmission or copying of a karmic snapshot, a set of habit patterns and other karmic factors, from the point where it is associated with a dying physical body to the point where it becomes associated with a newly conceived physical being. This raises two red flags: First, what could the medium or mechanism of transmission possibly be? Second, how could mental factors possibly be disassociated from the living material brain from which they arise for long enough for transmission to occur?

    As for mechanism of transmission, I am aware of no substantive proposal. However, this by no means constitutes a disproof. One hundred and fifty years ago there would have been no possible way a radio or a cell phone could possibly work. The mechanism of transmission was simply unknown. There was for a long time no apparent causal mechanism to explain the spread of disease from one individual to another, leading to the postulation of some kind of evil presence that could transmit itself to a proximate individual, a postulation that turned out to be substantially and observably correct. When Isaac Newton proposed the force of gravity, which keeps us anchored to the floor and keeps the moon from flying out even further into space, eyebrows were raised: What is the mechanism? There is no rope or any other observable substance to causally connect the earth and moon or glue to connect the floor and my shoes in the intended way, and the incipient scientific community initially balked. It was only two hundred years later that Einstein discovered a causal mechanism in the curvature of space, which, ironically, if presented at the time of Newton would have raised eyebrows through the roof! Fortunately well before Einstein’s time the invisible force had been widely accepted anyway for its explanatory efficacy.

    As for disassociating mind from brain, the materialist assumption that the mind exists only as an emergent property of the brain or some other material substance might well be wrong. Materialism is indeed a dominant metaphysical assumption of science, but we need to be careful not to confuse Science with Scientism. Scientism is the faith that the current state of scientific consensus is absolutely true, even while science evolves quickly, continuously and often radically. Actually Scientism often it seems to take as its basis Nineteenth Century understanding, when there was much more confidence in scientific results. Science itself is something that is at the same time highly conservative and critical of radical ideas—it has to be, there are a lot of wacky ideas to filter out—but also ever evolving in radical ways as the merit of a radical idea is eventually recognized.

    As a matter of fact, no one has every convincingly suggested how mind emerges as a property of the material world. The relationship of mind to matter has been debated since antiquity and continues to be debated to this day, with not only philosophers but increasingly with scientists and now physicists falling on both sides of the debate. As a metaphysical assumption materialism has served science well; that does not mean it will always do so.

    Dr. Ian Stevenson

    Evidence of Previous Lives. One man, more than anyone else, seems to have brought rebirth into the realm of objective scientific investigation: the late Ian Stevenson of the University of Virginia. His results have never been widely accepted in the scientific community for they suggest radical conclusions, but his methods seem to meet the highest standards and the data he and his colleagues have accumulated over forty years is voluminous. What also impresses me is that he also seemed to have absolutely no interest in the popular appeal his work could have had from an early date outside of the scientific community; he worked rather obscurely and single-mindedly pursuing a sound scientific case for Rebirth, as well as Out-of-Body Experiences and Near Death Experiences, which similarly challenge materialist assumptions. Out of thousands of cases of Rebirth in his records, making every effort to find some potential basis for discounting each one, he has isolated a body of cases which seem to defy any reasonable explanation except as genuine cases of Rebirth. At the same time his stated claims are rather modest, regarding his results as “highly suggestive” of the reality of rebirth. By the way, he debunks hypnosis as a source of evidence for Rebirth, as the large number of people who have been Cleopatra or Napoleon in previous lives would suggest.

    Here is what a typical case of Rebirth looks like: First, from the earliest stages of her speaking career, a child will describe events and places that should be unfamiliar to the child, giving herself a role in the narrative, and often referring to some unfamiliar people as mother, father, brother, sister, wife, husband, best friend, and so on. The apparent memories are often quite detailed, including specific names of people and places and physical descriptions. The memories of these circumstance almost always fade by the age of about eight. In 70% of all cases there is a description of an unnatural death, generally by accident or even by murder. Very commonly the child will have a phobia in the present life, such as fear of water, that correlates with the reported cause of death, and sometimes even birthmarks or birth defects in the present life that correlate with injuries that would have been sustained in such a death.

    Second, at some point, through investigation or accident, a place or family matching the child’s description is discovered and found to match the child’s description in almost every detail. Sometimes Dr. Stevenson is actually present by this time. The child is brought into the matching environment and displays a clear familiarity with her surroundings, recognizing people by appearance, being able to navigate through the house effortlessly or to describe rooms before entering them. Being in the environment evokes additional memories and the child is able to tell people things that the correlated deceased would know, sometimes even things like where some money or important documents are hidden that the family in this environment was unaware of. Sometimes autopsy or eye witness reports reveal that injuries sustained by the deceased at the time of death indeed match, sometimes in uncanny detail, birthmarks found on the child. A particularly interesting correlation made in examining Dr. Stevenson’s data, is that degree of “saintliness” (I don’t know how this is measured) in the previous life tends to correlate strongly with economic status in the current life and significantly with social status.

    The case for Rebirth can only be made to the extent that it can be established that the child’s alleged memories were not communicated through a more conventional means. For instance, is there any way the child could have known about the deceased’s environment by being told? Are the witnesses to the child’s memories reliable in memory and character? Did they embellish what the child described, perhaps after the deceased’s environment had been observed? Did they prompt or feed the child with information that they were already aware of? Do the parents of the child have an ulterior motive, such as wishing for a breakthrough appearance on Oprah as a way to tapdancing stardom? Is the whole thing a hoax or a fraud concocted by the child’s family into which the child was recruited?

    Stevenson’s method is establish or discredit the credibility of the account at every stage. For most cases in his files the case cannot be made convincingly. Perhaps the rebirth happened within the same village or immediate family as the previous death, leaving too many channels by which information about the previous life could have been communicated to the child, or some immediate family member was familiar with the previous life situation in a remote village. However, there are cases in which the connection with the previous life circumstances is made only after the researcher, Dr. Stevenson or one of his heirs, is on the spot before the deceased’s identity or environment is investigated, so that the researcher can directly solicit data to try to match the child’s memories, or better yet if the researcher is able to solicit a substantial portion of the child’s memories himself. However, there are cases where data is deemed highly reliable because of the number of witnesses involved, or because someone actually took written notes of the child’s early memories. Possible motives for hoax were closely scrutinized; in no case did the researcher offer a reward or reimburse the family for their assistance in collecting data. In most cases a hoax or a fraud would have been difficult to pull off because of the large number of conspirators that would have to be involved, and because of a young child’s limited ability to sustain an elaborate lie.

    The upshot is that Dr. Stevenson’s data includes a substantial set of cases that absolutely defy any non-parapsychological explanation, in which every possibility of conventional communication to the child about the circumstances of the previous life or subsequent distortion of the child’s account by others can reasonably be excluded, and in which the number of details and accuracy of the memories and matching situation cannot rationally be attributed to pure chance.

    If the University of Virginia research is compelling, it does not provide evidence for the complete Buddhist model of rebirth. First it does not suggest rebirth is a widespread phenomenon, only that it does occur. Memories of rebirth are rare, but that does not mean rebirth is necessarily rare; memories may be lost in most cases just as most early childhood memories are lost with age. It is intriguing that the vast majority of remembered previous lives end unnaturally, which might indicate a disruption of the tendency to forget memories of previous lives, but might also suggest that rebirth only occurs when a life has not run its natural course. It says little about the six traditional realms of rebirth and but does provide a bit of evidence of the Law of Karma spanning multiple lives.

    Being Rational. At some point in the accumulation of evidence belief in a far-fetched notion will stop being irrational, and at some later point not to believe it will start being irrational. Usually in between you can only raise your eyebrows and shrug your shoulders. For instance, a “poltergeist” was a frequent visitor to my house in Austin some years ago over a couple of months. Its M.O. was to ring the doorbell spontaneously. I would answer the door, but no one would be there. After conclusively excluding colluding teenage pranksters, I hypothesized an intermittent electrical short. I investigated the likely doorbell button, leaving only the very unusual possibility of a short in the wires somewhere in the wall. It was a clear case; that was the only possible explanation, though the actual trigger for the intermittent short was still a mystery; I could not correlate it with weather, for instance.

    However, then came the last visit of the poltergeist: In this case I happened to be standing about eight feet, just a couple of steps, from the front door talking to my seated daughter, so there were two witnesses to this event. Also in this case I reached the door in about one second under the impression that it involved someone in utmost distress rather than a poltergeist. Not only had the doorbell rung but at the very same time what seemed to be a heavy fist had pounded twice on the door quite clearly and loudly. I took the two steps to the door, swung it open and … no one was there! I’ve been in this space of eyebrow raising and shoulder shrugging, and even jaw dropping, ever since. I just don’t know what to make of it. It befuddles anything I would take to be a rational explanation. All I can say is that I no longer discount others’ accounts of poltergeists.

  • From Thought to Destiny: The Pragmatics of Rebirth.

    Uposatha Teaching: Last Quarter, October 31, 2010.

    Index to Current Series
    Thought – Act – HabitCharacterDestiny

    “…, to downplay the doctrine of rebirth and explain the entire import of the Dharma as the amelioration of mental suffering through enhanced self-awareness is to deprive the Dhamma of those wider perspectives from which it derives its full breadth and profundity. By doing so one seriously risks reducing it in the end to little more than a sophisticated ancient system of humanistic psychotherapy.” – Bhikkhu Bodhi

    Last week we discussed two criteria be which we an evaluate any Buddhist doctrine, (1) whether it makes pragmatic sense and (2) whether it is actually true in an independently verifiable way. The first is most the explicitly articulated the Buddha, for instance,

    Kalamas, when you yourselves know: ‘These things are good; these things are not blamable; these things are praised by the wise; undertaken and observed, these things lead to benefit and happiness’, enter on and abide in them.” (AN 3.65)

    Consideration of this criterion answers the question, Why did the Buddha feel the need to integrate Rebirth into his teachings? I ask the reader to put aside for the time being any opinions you may have about (2), in particular, doubts about the veracity of Rebirth, so that we can study its pragmatic function on its own terms. Money has a pragmatic function independent of whether it is actually real. Sherlock Holmes was a great inspiration to me when I was a kid, even though he never existed, though I kinda wished he had. Rebirth must have a critical a role on the Path if the Buddha taught it.

    Felicitous Rebirth. The function of Rebirth is not the promise of immortality. In the West we find rebirth reassuring as a remedy for death, but this is not an Indian attitude. However given that rebirth will occur, a felicitous rebirth is generally considered desirable, which is to say, a rebirth in:

    • a deva realm, or
    • the human realm.

    Similarly an unfortunate rebirth is considered undesirable, that is, rebirth in:

    • the hell realm,
    • the animal realm,
    • the hungry ghost realm, or
    • the realm of the angry titans.

    So, an immediate function of Rebirth is to encourage virtuous thought and conduct with the aim of obtaining a felicitous rebirth and avoiding an unfortunate rebirth. On the other hand, one does not have to look to the following life to find this incentive. We have seen in a past post in this series that prominent karmic patterns tend to place people in this life into persistent psychological states and that the six realms of rebirth serve as metaphors for these states. For instance, someone enmeshed in the interplay of both greed and anger will find themselves as if abiding in hell in this very life with no relief. Deep remorse for a single terrible act can thrust one into that same realm in this life.

    If someone is so fortunate as to be reborn into the human realm, that the specific circumstances of one’s rebirth will be more or less felicitous depending on:

    • health
    • longevity
    • wealth
    • friendship

    … and so on. We have also seen in a past post that prominent habit patterns tend to determine one’s fortune in this life in ways that correspond closely to the circumstances of human rebirth.

    The realm and human circumstances of Rebirth are attributed to the Law of Karma, as are abiding psychological states in this life. In both cases there is an incentive from the point of view of one’s own welfare to think and behave skillfully in order to develop skillful habit patterns and a karmically strong character. Rebirth into a particular destination adds color, drama and intensity to the Karmic results predictable in this lifetime, much as one would expect from a good myth. Thereby the Law of Karma and Rebirth promote virtue, that is, Avoiding Evil, Doing Good and Purifying the Mind in this life.

    Although Buddhist practice ultimately aims at the perfection of human character, or Nirvana, Rebirth in a felicitous realm tends to define an intermediate goal that can become the dominant consideration. Pure Land Buddhism, a major branch of Buddhism in East Asia, as I understand it, focuses on the rebirth in a heavenly realm, the Pure Land, by the grace of Amitaba Buddha, who dwells there. The intermediate goal of a felicitous rebirth fits awkwardly into Buddhist doctrine because it is based on greed, seeking personal advantage. On the other hand such teachings are common in Buddhism, but generally as provisional teachings or as a skillful means to point those not yet firmly grounded in Buddhist practice toward the Path. In the West heaven and hell, “The Judgment” and an omniscient Santa Clause play similar roles. Self-serving motives can easily evolve into pure intentions with the continuing practice of virtue.

    The Tedium of Cyclic Existence. Part of the Buddhist understanding of Rebirth is that we have been at it since beginningless time, and until we attain Nirvana we will be at it for countless lives in the future. The realization that we have been there, done that millions of times already adds color, drama and intensity to what we begin to realize about this life, that we keep repeating the same mistakes, get stuck in the same places, over and over again. This is called having been around the block. This encourages a turning away from the things of this life and toward Buddhist practice, as a way to break this monotonous cycle. The Buddha said,

    “Which is greater, the tears you have shed while transmigrating & wandering this long, long time — crying & weeping from being joined with what is displeasing, being separated from what is pleasing — or the water in the four great oceans?… This is the greater: the tears you have shed…”

    He also talked about the mountains of bones we have left behind. This kind of dispassion for continuing existence has always seemed to me to have been something that must have resonated better with the culture of ancient India more than with the modern West. But again it refers to a condition that we can recognize without looking beyond this life. Again, Rebirth underscores this, like a good myth.

    Higher Purpose. The Great Cathedral in Cologne, Germany began construction in 1248 A.D. and was to be magnificent. It was completed in 1880, over six centuries later! This makes me think of the original founders of the Cathedral, and marvel at what their motives were and what inspired them to start a project of this size that would not live to see past the very earliest stages. This undertaking certainly required a great faith that others will be there to continue the work through the generations and centuries to come. It certainly required patience when progress must have seemed so gradual in their lifetime. Along with patience it must have fostered a sense of urgency as the significance of this project dwarfed all other considerations in the lives of these founders; after all every decision they made was for an eager posterity, for untold generations to come, long after the ephemeral gains, losses and fatigue of their small lives had long been forgotten. Their small lives must have acquired huge meaning in the context of this project. I imagine that sicknesses, deaths, births, droughts barely deterred the founders in their determination to see the work continue without interruption.

    Can we bring the Cologne founders’ faith, patience, urgency, meaning and determination to our Buddhist practice? If we think that our practice is about making our present lives more comfortable it will be like beginning construction on a village church which we will live to occupy and preach in. We would hire the workers, be upset when delays postpone the time of our occupancy, introduce our own delays as setbacks in our own lives seem for the time being to be more important than getting this darned church finished. The goal of ending dukkha and the means of renunciation will for the most part give way to that of achieving more immediate small pleasures in life. The result might be competent, but hardly magnificent. No matter what choices we make they will be erased on the breakup of our bodies.

    The aim of Buddhist practice is about the perfection of the human character, it is about making something magnificent: a BUDDHA. What would your motives have to be and what would inspire you to start a project of this size since if you are like most of us you will not live to see it to completion in this life? This undertaking certainly will require great faith that the work will continue after the failure of your physical body through the generations and centuries to come, as Rebirth allows. It will certainly require patience when progress seems so gradual in this lifetime. Along with patience it will foster a sense of urgency as the significance of this project dwarfs all other considerations in this life; after all every decision you make will be for a world eager to end suffering, long after the ephemeral gains, losses and fatigue of your small present life is long forgotten. This means you will continue to practice virtue, even under the pressure of bad times or of good short-term gains, because it is your virtuous karma that will carry over into future. Your small life will acquire huge meaning in the context of this project. Sicknesses, deaths, births, falling stock prices will barely deter you in your determination to see the work continue without interruption. Aside from the prospect of the actual attainment of Buddhahood in some future life, your attitude, motives, inspiration and relation to practice would be profoundly different and your progress greater in this life than otherwise. Bhikkhu Bodhi, I think, makes the same point:

    To take full cognizance of the principle of rebirth will give us that panoramic perspective from which we can survey our lives in their broader context and total network of relationships. This will spur us on in our own pursuit of the path and will reveal the profound significance of the goal toward which our practice points, the end of the cycle of rebirths as mind’s final liberation from suffering.”

    Drawbacks of Rebirth. The other side of the Buddha’s pragmatic criterion is stated,

    Kalamas, when you yourselves know: ‘These things are bad; these things are blamable; these things are censured by the wise; undertaken and observed, these things lead to harm and ill,’ abandon them.”

    Is there a case for abandoning Rebirth on pragmatic grounds?

    If it is not factual, might lead to unwarranted consequences outside of practice domain, just as holding Creationism tightly interferes with science education, holding that we are the chosen people or that God hates gays leads to oppression, or defining the world as the stage for a battle of good and evil leads to intolerence. Rebirth has relatively little to say about this life. For the same reason Rebirth is hard to verify or falsify through evidence in this life, its consequences in in this life are rare. It defines a context greater than the current life, which, as we have seen, serves the pragmatic function of orienting the Buddhist toward sincere practice, including virtuous behavior, in this life. But let’s look at a few of the perhaps adverse implications.

    Rebirth reinforces a sense of self as something eternal, or at least more eternal. For those of us who fear death this may be reassuring, but for those of us who want to let go of the idea of an eternal self, this may be an impediment. Craving for rebirth in a happy destination is related to this.

    We have seen in earlier postings that some misunderstandings of Rebirth and the Law of Karma have some unfortunate consequences. One of these is blaming victims, as in, “It is his own fault that he is poor, he must have done something bad in a previous existence.” We tend toward passivity, if we think bad things are karmic results that need to play themselves out, and toward confidence in the rightness of social order that makes class distinctions. It seems to be the case that the Buddha avoided endorsing the understandings that lead to unfortunate consequences, though these misunderstandings have crept back into much of Buddhism.

    Conclusion. Rebirth has a clear pragmatic function in Buddhism in providing a view that the consequences and goals of practice extend far beyond the comfort of the present life. Buddhist practice is about meeting the present moment and acting appropriately, that is, with Karmic purity, over and over. Rebirth puts that in the wider context that helps us recognize why we do that, what the full consequences of our virtue or nonvirtue are. The question that remains is, Do we have to believe Rebirth is factually true in the sense of being independently verifiable in order to receive the benefits, or is it enough that we accept Rebirth as a working hypothesis or useful myth, or is it enough for some of us just to meet the present moment with unflagging virtue? The Buddha suggests that it is enough for those who harbor doubts the reality of Rebirth, to act according to Rebirth anyway, and that thereby because they are ahead in the game if Rebirth turns out to be true, and that they will optimize happiness in this life if it turns out not to be true.

    Next week I would like to consider the evidence that Rebirth is real, and independently visible.

  • From Thought to Destiny: Buddhism with Beliefs.

    Uposatha Teaching: Full Moon, October 23, 2010.

    Index to Current Series
    Thought – Act – HabitCharacterDestiny

    A visitor to Niels Bohr’s country cottage, noticing a horseshoe hanging on the wall, teasing the eminent scientist about this ancient superstition. ‘Can it be true that you, of all people, believe it will bring you luck?’
    ‘Of course not,’ replied Bohr, ‘but I understand it brings you luck whether you believe it or not.’

    Last week we began discussing Rebirth. In the West we tend to get very edgy about religious doctrine, seemingly from the time Science began challenging much religious doctrine about four hundred years ago, but certainly with the rise of religious fundamentalism (and even the recent development of an equally fundamentalist atheism). I want to take a rest this week from the specific concerns of Karma and Rebirth to reflect on the general nature of Buddhist doctrine, since many of the same issues that have plagued religion in the West start to arise around Rebirth in Buddhism. The core of the issue is the existence of Pretense in Religious and in Buddhist doctrine: Just how much is just made up and how much of it is True in some kind of independently verifiable way, to what extend is what is Pretense distinguishable from what is True, and does it really matter?

    Pretense in Buddhism. By and large many in the West have found Buddhism refreshingly free of doctrinal Pretense and much more in line with scientific thought than other religions. Einstein and others have declared Buddhism the religion most consistent with science. Even some of the militant atheists seem to have a soft spot for Buddhism. I think there are several reasons for this.

    1. Buddhism is very much about practice, about human beings acquiring and refining skills, that as a practical matter require tuning in to things how they really are and working with them on their own terms.
    2. The Buddha in his teachings explicitly discouraged philosophical speculation, he kept doctrine very lean and focused, specifically on the task of ending suffering. If something had no pragmatic value in terms of bringing one further on the Path, the Buddha would not teach it, as the Handful of Leaves simile (Simsapa Sutta, SN 56.31) shows.
    3. The Buddha encouraged personal investigation of the mind as leading to the highest level of conviction and of wisdom. This includes recognizing delusion the root of all as unskillful mental factors. In this way Buddhism has tended toward the deconstruction of Pretense, not only in religious doctrine but in its many common everyday guises.

    It is true that the Suttas make many references to miraculous events, supernatural powers such as levitation, teletransportation, mind reading, meetings with devas and so on, but these are not matters of Buddhist doctrine. Most are almost certainly embellishments to give these ancient texts more color. If the Buddha or early Buddhists actually believed in such things, the Buddha effectively kept them outside of the scope of Buddhist doctrine and practice by asking that his disciples to give up interest in developing paranormal abilities, as distractions from the real work of ending suffering. One might conceivably imagine a Buddhist fundamentalism that insists that all these spurious things mentioned in the Suttas are to be taken literally as stated, but this fundamentalism would just seem silly in the light of the Buddha’s clear pronouncements (see 2. above) that if these things do not carry us forward on the Path they just don’t matter. I’ve never heard of such a fundamentalism.

    Putting aside for the moment the question of Pretense in Buddhist doctrine, let me make some more general observations about Pretense in human affairs.

    Pretense in Human Affairs. Pretense is a human capability, and humans certainly have this capability for practical purposes. Consider that all of fiction, including theater, movies, novels, operas, and so on, are Pretense. Entertainment without Pretense would be pretty slim indeed. Most children’s play is Pretense, and most mammals seem capable of play. Dogs pretend to fight with one another, to chase sticks as if they were chasing prey. This enables them to practice and develop skills prior to real fighting or real hunting. Humans do the similar things. Play also underlies many ritual or ceremonial enactments in religion, whose rationale is not necessary in the acts themselves but in their function in developing skill. In various schools of Buddhism, for instance, food offerings to Buddha statues are common, clearly a Pretense, but in Buddhism almost always recognized as such: The point is that offering food to the Buddha develops skillful states of mind, not that the Buddha is really going to eat what is offered. It’s play.

    A baseball game, also a kind of play, is a Pretense, even for spectators. While there are real physical actions going on, these actions have interpretations that are just made up, a running Pretense that accompanies the physical actions, a counting-for-something. Someone hits a ball with a stick and it counts as a home run. Someone touches someone else with a ball and it counts as being “out.” Three “outs” and the other team comes up to bat. A sport, for many, one of the most tangible experiences in life, is Pretense.

    Nothing I know of illustrates the usefulness, and at the same time the palpability, of Pretense as well as money. Money, as we know it today, believe it or not, does not exist! Historically money has had a physical counterpart, for instance, clams, cattle, silver, gold, then paper, for which a running Pretense of counting-for-something was critical, in this case having a certain value in commercial exchange. The physical part has gone almost completely by the wayside. The physical money we carry in our pockets now is a very small portion of the money supply. The rest is not backed by tangible gold or silver, but created at will by banks, as something that is measured and tracked, nowadays in computer memory, but does not actually exist in any material form whatsoever. It only exists in terms of the relationships humans assume they have to it. Yet few things are as real and as important to people as money. An interesting question is, To what extent do people have to believe in money in order to use it? Does it lose its usefulness if people recognize its Pretense? An article in The Onion imagines a scenario in which the economy grinds to a halt as “Nation Realizes Money Just A Symbolic, Mutually Shared Illusion.” On the one hand, I am sure most bankers are aware that money does not exist, yet have no problem with using it, or with getting rich. Meanwhile, most of the rest of us attribute some substantial reality to it that is not there. We think it is gold or silver, for instance, that the bank is keeping for us in a box labeled with our account number, or that the bank keeps a record of which particular bars of gold at Fort Knox belong to us, or who the back lent our money to.

    Human interpersonal affairs are riddled with Pretense. For instance, respect seems like something substantial, insofar as emotions are real experiences. But I don’t think respect works that way. Our society teaches who we respect, for instance in Burma children are taught to respect parents, teachers, monastics and old people. On encountering such a person I would allocate a certain level of respect; He’s really really old, so I will give him a lot of respect. Then I would proceed to enact that respect, and that will indeed give rise to a certain emotional state. But respect as something you can give has no tangible existence in itself, it is more like the Pretense of keeping score in a game. Of course we often allocate respect to those who can potentially benefit us, such as rich people, or withhold respect in order to express our disapproval of something they have done. Much of our social and cultural behavior is determined by Pretense, and with tangible results.

    Pretense is something we use to manipulate others, especially children and the gullible. Children are told for their own safety that the Boogie Man will “get” them if they get out of bed at night, or to ensure their good behavior that Santa Claus is keeping a list of who’s naughty and nice. Usually children only half-believe these untruths til they turn them back on their parents, pretending to believe them to their own advantage. We also tell ourselves falsehoods, without having to actually believe them, to invoke certain behaviors. If you are afraid of public speaking you might imagine that instead of standing before an ocean of attentive faces you are standing in a cabbage patch, with maybe one attentive crow. Pretense may be how we psych ourselves up for various tasks, like imagining yourself as a modern Cary Grant in order to phone up the woman you just met to ask for a date. It might work, so why not?

    Pretense in Religion. Since Pretense plays a role in so many human affairs it is hardly surprising to find it in religion. A Religion is a recommendation for a Way of Being, where a Way of Being is how we choose to live our lives, both internally and externally. It is a framework that integrates worldview, attitudes, goals, values, habits, comportment, activities and relations of one’s life into a particular form. It is the basis of how we value what we do in our lives. A religion supports a Way of Being through teachings and practices, often rituals and ceremonies, images and myths, a program of religious education, and so on, Doctrines are typically a part of the mix since what we believe, or at least accept as a working assumption, shapes how we are. Whether the function of religion is best supported by Truth or Pretense is a matter of investigation.

    Nowhere is Pretense more prominent than in God. (I hope I am not stepping on readers’ toes when I describe God as a Pretense.) He exists only in the relationships that people of faith have to Him. When one grows up with God, and develops a personal relationship with God, according to God the central role in the universe, and to oneself a subservient role, interpreting other things of the world in relationship to God, then God becomes quite palpable. Like money, God does not actually exist, yet most people of faith attribute some substantial reality to Him that is not there, they imagine, nay are convinced of, an actual living being, human in appearance, masculine in gender, who lives in a realm somewhere in space; or they imagine a presence found in all things and manifesting all things. How He exists does not matter so much as His function in the lives of people of faith.

    Like money, God has a function. The most immediate function, as I understand it, is that God dethrones the Self from the center of the universe, He represents something greater than the Self, so that one’s actions can then be valued not in terms of seeking personal advantage but in terms of serving God. This can make a huge and beneficial difference in how one leads one’s life, a function comparable to that of the Buddhist teaching of non-Self.

    Other examples of Pretense in religion are Heaven, Hell and an eternal life in one or another depending on your behavior and your beliefs while you live on Earth. They also can become quite palpable if you orient your life around this set of views. I think of this kind of Pretense as like the Boogie Man, as a determinant of behavior that relies on Greed and Fear along with a degree of conviction in the Pretense.

    Every religion seems to have a rich mythology, and most have an elaborate metaphysics, an easy target of ridicule for outsiders in this multi-religious world. The question naturally arises, Do the faithful believe all of this? Can one accept a Pretense as a working assumption and enjoy its benefits without actually believing it? Putting aside religious fundamentalists, my observation is that most faithful hold their Pretenses lightly, often regarding them as useful tools in negotiating life, much like money, but, when pushed, not literally true. This is why scientists can be Christians, Jews and Muslims. Karen Armstrong maintains that most people in most lands throughout history have simply never thought about the difference between Pretense and Truth, and would not particularly care. Fundamentalism, she maintains, is a modern phenomenon that has grown in frightened confusion about the challenge of the European Enlightenment and the Scientific Revolution.

    Pretense in Science. If Pretense plays such a prominent role in so many realms of human endeavor, does it also play a role in Science? Science concerns understanding the natural world in an independently verifiable way. As such, Science is probably the realm most concerned with a purity of understanding unblemished by Pretense. Science is commonly seen as concerned with putting Pretense completely aside in favor of Truth. But that is not so easy.

    The idea that there is an purely objective Truth out there, and that the task of scientists is to describe that Truth has become more and more a quaint Nineteenth Century notion. It seems scientists never succeed in matching their descriptions to reality which proves rather ineffable; rather the best they can do is produce conceptual Approximations. This led Niels Bohr, for instance, to state, about his own field of research, “There is no quantum world. There is only an abstract physical description. It is wrong to think that the task of physics is to find out how nature is. Physics concerns what we can say about nature…” Scientists are captives in the realm where they can only make things up, Pretenses which always have some distance from Truth, the more clearly formulated the more clear the separation, or as Niels Bohr also stated, “Truth and clarity are complementary.” He also made the very “Zen” (if you will allow me the use of this word as an attribute) statement, “A physicist is just an atom’s way of looking at itself.”

    In short, scientists also depend on the human capacity for Pretense. The best Science can do is hold Pretense to a higher standards. The scientific method places strict restraints on the testability of Approximations. More and more, scientists speak in terms of models of Reality realizing that at some points their descriptions will fail to match puzzling new data, and will eventually give way to another model that makes a closer Approximation. There is an element of Pretense in every description and Science is not immune.

    The Hazards of Pretense. What of the long-standing debate between science and religion? Science has higher standards of Pretense, reflective of its function of understanding of the natural world. Religion has varying often weak standards of Pretense, but reflective of its more pragmatic function of recommending a Way of Being that people actually live with. As we move from realm to realm, for instance from commerce to science, from science to sports, from sports to religion, and from one religion to another, our Pretenses become out of place. Science at least has a method of discussing and sometimes even resolving differences among alternative Approximations. Although these Approximations can be tightly held there is a awareness that scientific doctrine evolves, that there are no absolute unchallenged theories or models. Interfaith dialog and the study of Comparative Religion fosters a similar awareness that there are no absolutes in religious doctrine, highlights the Pretentiousness of much religion and encourages the faithful to hold on to doctrine a little less tightly. We have a long way to go. The problem with Pretenses, even if they serve a function in a religious or social context, is that they can go frightfully askew when applied to another context. They are, after all, delusions. For instance, the Pretense that money exists physically creates confidence but hides from public scrutiny how easy it is for banks to manipulate the money supply to their own advantage. The Pretense that anyone who takes his own life will go to Hell discourages suicide but creates distress should a family member nonetheless do so. The Pretense of Creationism applied to school board decisions interferes with Science education.

    The delusive nature of Pretense is often exploited to manipulate others. The divine rights of kings, the idea of a better life hereafter, the battle of good and evil, the promotion of “free markets” as an unquestioned force for good, the equation of a brand of soft drink with sex appeal, and even a strict interpretation of the Law of Karma have all been used as forms of social control. I recently ran across a disingenuous twist on this recently. There are at this time some American Conservatives who seek to eliminate the Social Security trust fund. One of them made the argument that the fund does not have any “real money” in it, “only I.O.U.s.” Well, uh, nothing has any real money in it!

    More Pretense in Buddhism. Buddhism is a recommendation for how we choose to live our lives, both internally and externally. It is a framework that integrates worldview, attitudes, goals, values, habits, comportment, activities and relations of one’s life into a particular form. It is the basis of how we value what we do in our lives. Buddhism does this through teachings and practices, often rituals and ceremonies, images and myths, a program of religious education, and so on. Ven. P.A. Payutto, a Buddhist scholar-monk, gives one specific example of what he calls a “Buddhist attitude”:

    If you see your friend walking towards you with a sour look on his face, a common non-Buddhist attitude would think he was angry at you. This would evoke a negative reaction, maybe thinking, “He can get angry, well so can I” and wearing a sour expression in response. A Buddhist attitude, on the other hand, is not to look with an aggravated state of mind, through liking or disliking, but with the objective of finding out the truth according to causes and conditions … “Hmm, he’s looking angry. I wonder why my friend is looking angry today. Maybe somebody said something to upset him at home, or maybe he’s got no money, or maybe … ”

    That is, you look for the real causes for his expression in order to respond appropriately, seeing the world as it presents itself, as a network of interdependent conditions and consequences, rather in terms of a fortress self waiting to defend itself from the next attack in a mass of emotional and instinctual drives. This illustrates the habit that Buddhism cultivate of probing always further, asking what has not been asked before, seeing beyond our narrow interpretations of things. This even goes so far as developing the skill to go beyond conceptual understanding to comprehend things directly in an intuitive way.

    In this regard, Buddhism has understood for many centuries what Western science began to suspect only around the turn of the Twentieth Century, that no description is ever True in an absolute sense. At best it is an Approximation. This is the teaching of Emptiness, most thoroughly elucidated by early Buddhist philosophers like Nagarjuna, but directly flowing out of the Buddha’s teachings. The Self is also an Approximation, not only useful but necessary as such, and one that would generally meet the Scientific standard of a good model, but an Approximation that ultimately fails to accord with reality, and according to Buddhism thereby becomes the cause of human misery. As stated above, the doctrine of non-Self serves much the same function of God in other religions in dethroning the Self from the center of the universe, thereby developing humility. Notice, however, that the Buddhist teaching does this by removing a pre-religious Pretense rather than by adding a religious one. In fact, if Buddhist doctrine contains Pretenses, these are more than outweighed by the common pre-religious Pretenses that it challenges.

    Nevertheless, it would be surprising if the Buddha were to have adopted a perfect European post-Enlightenment or scientific notion of truth as a foundation of his thought. To begin with, he lived twenty-six centuries ago. To end with, his interests were not in Science or Philosophy, but in the practical skill of living this human life in the most worthwhile way. It is significant that in the Kalama Sutta, often quoted by Western free thinkers,

    Kalamas, when you yourselves know: ‘These things are bad; these things are blamable; these things are censured by the wise; undertaken and observed, these things lead to harm and ill,’ abandon them.

    Kalamas, when you yourselves know: ‘These things are good; these things are not blamable; these things are praised by the wise; undertaken and observed, these things lead to benefit and happiness,’ enter on and abide in them. AN 3.65

    This leaves open the question of whether these things are independently verifiable. In fact, if it were the case that humans were incapable of acknowledging impermanence, death and the suffering of life these criteria would recommend a more Pretentious Buddhism. However, the Buddha, and many generations of his disciples have shown that this was not the case. But it is no wonder that the Buddha endorsed many elements of religiosity, for instance, gestures of respect and rituals, that have a degree of Pretense, but are more in the spirit of play than doctrine. Without the attribution of paranormal powers to these activities, these lead to benefit and happiness in helping to develop skillful states of mind. It is significant that if a teaching led to harmful exploitation, as in social control, it would have to be abandoned by these criteria.

    Nevertheless, the Buddha realized his teachings were often at odds with speculative philosophy. In the Apannaka Sutta (MN 60) the Buddha considers four theses that according to him are false, but which he realizes many consider may be truthful, for instance, that there is no outcome of evil, so it does not matter what actions to perform, or that there is no opportunity to correct defilements or to purify the mind because everything is predetermined. He then recommends that, unconvinced, the practitioner make the Working Assumption that these are false, because no harm will result from this working assumption if the thesis is true, and great benefit will result from this working assumption if the thesis is false. One of the theses is annihilationism, its denial, which the Buddha endorses, is Rebirth. Rebirth is recommended as a working assumption because it provides incentive to practice.

    In summary, I hope I have made room for two criteria for evaluating the assumption of Rebirth. First is the pragmatic criterion of whether this assumption leads to benefit and happiness. If it did not, the Buddha clearly would not have endorsed this assumption, according to the Simsapa and Kalama Suttas. Second is the objective criterion of whether this assumption can be independently verified, or is simply Pretense. This criterion reflects modern Western predilections more than any explicitly stated criterion of the Buddha. Nonetheless, the Buddha’s method elsewhere so effectively undermines doctrinal Pretense that it bears careful investigation. Next week I will write on “The Pragmatics of Rebirth” and the following week ask, “Is Rebirth Independently Verifiable?”

  • From Thought to Destiny: Rebirth

    Uposatha Teaching: First Quarter, October 16, 2010.

    Index to Current Series
    Thought – Act – HabitCharacterDestiny

    Destiny, as I will understand it here, deals with the long-term consequences of Karma. We have tracked Karma from Thought, to Act (Karma is, most properly your intentional actions, and this arises with varying degrees of skill), then to Habit and Character (Karma shapes who you are, it determines those things that differentiate you from others). On this developmental path one of two things can be expected happen to you in this life. First and most likely, you might die in the midst of your Karmic evolution. In this case, according to classical Buddhism, your Karma will produce a new Rebirth. That permits character along with habit patterns simply to continue to evolve regardless of the failure of the physical body. Second, Karma can come to an end inthe state of Nirvana, which is the ending of your Karmic life. Without a Karmic life there will not be another Rebirth.

    This all probably sounds abstract to most readers, not only because it is rather doctrinal, but also because it will seem far removed from your daily practice. Buddhism tends to be about the here and now, present action, present experience. That is why we ground our study in Karma as intentional action in the first place. We moved beyond that, to frame practice in a larger context, when we considered Habit and Character, but there we could track observable cumulative consequences of practice, which are helpful as a guide and inspiration for practice. Destiny frames all this in an even larger context. In this series I plan to post the next five times on Rebirth; it needs clarifying because this concept gets away from what most of us can readily verify ourselves. Then I will take up Nirvana, the ultimate aim of practice.

    There is little doubt that the Buddha taught Rebirth. He did not, however, highlight it as tenet of Buddhism, but rather as a presupposition. For instance, he does not seem to have made a statement such as, “There is Rebirth,” but rather simply referred to the process of Rebirth as something already understood. On the other hand, he made Rebirth a presupposition integral in his teachings, making Karma a condition for Rebirth, and making the ending of Karma, that is Nirvana, a condition for its end. He even defined the goal of his teachings in terms of the escape from the round of birth and death. In addition, he claimed to be able to see his previous rebirths and often referred to actions that lead to rebirth in realms of deprivation or bliss, such as hell or heaven realms. The language he used to describe rebirth, often in terms of “after breakup of the body,” suggest that his reference to rebirth was not metaphorical. Some modern writers have discounted the Buddha’s belief in rebirth, but the textual evidence suggests differently. It is indeed true that any individual statement from the early texts may in fact be a later embellishment, but the large quantity of references makes the case that the Buddha never taught Rebirth flimsy. It is true, however, that relatively few of the references are significant in understanding the point of the respective discourses, and also that in certain later (post-Buddha) texts, such as the Abhidhamma and the Commentaries, rebirth plays a much more prominent role.

    Some Western writers have suggested that the Buddha simply accepted Rebirth passively, that is, simply as a universally held view, the best that Science had to offer in his day. Rebirth, was indeed widely accepted during Buddha’s time, though not universally. It was apparently not represented in the Vedic tradition until very late. The Buddha also lived at a time, perhaps much like our own, where almost every viewpoint about anything had some currency. In fact the Buddha’s early teachings contain some lists of what he considered erroneous views, all of which presumably had adherents, and among these erroneous views is Annihilationism, the idea that we cease to exist completely at death. The references to Rebirth that occur in the Suttas also do not seem to be geared specifically to a naive audience; they occur regardless when the Buddha spoke to close enlightened disciples or non-Buddhist laypeople. The Buddha, with a clear record of challenging many popular notions, must have considered the merits of the doctrine of Rebirth, yet decided to accept it as a presupposition in his teaching. Since Rebirth is right there in his most authoritative teachings, we must assume he had compelling reasons for including it. I will address how compelling these reasons are in the course of this series of postings on Rebirth.

    Lets jump ahead 2500 years and around to the other side of the world. Cyclical rebirth has little currency in the West; generally the closest we come to it is the eternal life in Heaven or Hell, and most people who come to Buddhism do not believe in that. Furthermore it has far from eager support in the scientific community, the great arbiter of Truth in the West. This lack of scientific support could also once be said, fifty or a hundred years ago, about altered consciousness or enhanced states of awareness. However the latter are at least verifiable in subjective experience, and now indirectly even in brain waves, whereas few of us have any means of verifying the validity of Rebirth. For this reason I would like to take up the topic of rebirth carefully in a way that respects all of the different current viewpoints on this topic, including the view that the Buddha was right about Rebirth in a very literal way, the view that Rebirth is a useful artifact introduced for purely pragmatic reasons, the view that Rebirth is properly taken as a metaphor for something else, and the view that Rebirth is simply a mistake and is best discarded.

    What is Reborn? The two most common questions about rebirth are What is reborn if there is no self? and, What are the mechanisms by which whatever is reborn targets a new physical body? The first is not actually as paradoxical in Buddhism as many assume. Most people reason that since there can be no Self that carries over from one life to the next, there can be no Rebirth. One can just as well reason that since there can be no Self that carries over from year to year in this life, there can be nothing to connect you now with you as a baby, or as a 5-year-old, etc. If there is in fact a continuity, a history, that connects the present with the past and that thereby gives the impression of an enduring Self, there can be a continuity that connects one life with a next life and that thereby gives the impression of a Rebirth of the Self. Just as connecting yourself to that baby that lived X years ago requires no unchanging self, connecting yourself to that deva, or frog, or whatever, that will live Y years from now requires no unchanging Self. Let me describe an analogy, based on the metaphor of one candle lighting another found in Questions of King Milinda.

    Think of the Self as a grass fire. Let’s say that one bright and sunny day at 11 am some kids, Bif and Skipper, playing with a magnifying glass in a field on Hill A, start a small fire, add a few dry leaves but get bored, jump on their bikes and ride home. At 12 noon Hill A is ablaze, and up goes Bill’s house. At 2 pm Hill A is smoke and ash, and Hill B is aflame, and up goes Mabel’s house. At 4 pm the fire fighters have finally left the scene, and Bill and Mabel, furious, together having discovered the origin of the blaze, confront Bif and Skipper. The kids say, “But the fire that we lit was a different fire, it was over there and did not look at all like the fire that burned up your houses; it wasn’t even big enough to burn up a whole house.” In a sense they are exactly right, this view is that of No-Self, but it would not hold up in court. Conventionally we think of all of this as the same fire on the basis of a causal continuity that holds the whole burning process together. The causal continuity is found not in fire as a fixed entity, but in fire giving birth to fire each moment over and over. Our selves are like this, this life is held together only as a causal continuity, not as the persistence of any fixed object.

    Now, the next day another grass fire of mysterious origin is blazing away on Hill D, two hills away from Hill B, and takes out Chester’s house. I’ll tell you something that is unknown to Chester: This new fire was caused by a burning ember from the previous day’s fire, carried aloft by the wind and by its own heat clear over Hill C to land in some dry grass on Hill D, smolder all night and burst into flame at daybreak. Not knowing its origin, where no causal continuity is suspected Chester will call it a separate fire. Rebirth is like this, it is actually a causal continuity, most likely a mysterious one, without a fixed entity to be reborn.

    In the case of Rebirth the continuity is not found in heat, flame and ash, but in consequences of Karma, the evolving habit patterns and other aspects of character, insofar as these have evolved by the time of the failure of the body. You can think of it as the mass of issues left unresolved at the time of death, which will continue, or as Trungpa Rinpoche said, “Your neuroses are reborn,” except that much of your cumulative Karma is actually skillful, for instance a propensity toward compassion.

    How Does Rebirth Happen? Delusion of a separate self perpetuates itself, the karmic impulses that wrap themselves around that delusion creates the will to existence. The will to existence conditions Rebirth. It is through the delusional nature of the self that it perpetuates itself. Now, heat and wind are the mechanisms behind the rebirth of a fire. What are the mechanisms behind rebirth of a self?

    Conception of a new life requires three things: an ovum, sperm and kammic energy, that is, the continuation of Karmically determined mental processes. In recent times science has learned a lot about ova and sperm and the way in which they combine to produce a differentiated individual. The third factor, however, is outside the realm of any research I am aware of, and raises questions about how transmission of this Karmic energy occurs, or, during transmission how kammic energy exists with no corporeal support, that is, how mental states exist without a brain. The absence of a plausible mechanism, along with lack of personal verification, leads many in the West to question the veracity of this aspect of Buddhist doctrine. Furthermore, the value the Buddha placed on personal verification and his dislike of philosophical or metaphysical speculation lead many to question whether the Buddha really taught rebirth at all.

    Where Does Rebirth Happen? We saw in the discussion of Habit that the character of one’s cumulative karma can thrust one within this life into a state of woe and despair or of ease and bliss, figuratively in hell or heaven. Last week we saw that this falls under what is described as the Law of Karma or the ripening of Karma. Being thrust into a State of woe or bliss in this life has a counterpart in being thrust into a Realm of woe or bliss in the next life. Death and rebirth provide new opportunities for the ripening of karma, broadening the scope of the Law of Karma. Karma that has not reached fruition before death, will generally, in classical Buddhism, reach fruition in the next life or in a life thereafter,  in one of various ways. The most commonly mentioned is to thrust you into one of these realms, described in classical Buddhism as real places or states of being:

    • Human realm.
    • Animal realm.
    • Hungry ghost realm.
    • Hell realm.
    • Angry titan realm.
    • Heavenly. realm

    There are a variety of hells and of heavens. There are also a variety of animal species one might be reborn into. It is mentioned that human birth is actually a very rare thing, but the realm most conducive to progress on the Path. Additionally within one of these realms your specific circumstances may additionally reflect a ripening of Karma. So, within the Human Realm one might be born into varying circumstances as follows (AN 8.40 Vipaka Sutta).

    • Longevity. For instance, killing in the previous life leads to a short life in the current life.
    • Infirmity. For instance, drinking in the previous life leads to mental derangement in the current life.
    • Physical appearance. For instance, kindness in the previous life leads to beauty in the current life.
    • Influence. For instance, telling falsehoods in the previous life leads to being falsely accused in the current life. Divisive tale bearing in the previous life leads to loss of friendships in the current life.
    • Wealth. For instance, stealing in the previous life leads to loss of wealth in the current life.
    • Family status. For instance, arrogance in the previous life leads to lowly birth in the current life.

    Within each life you will commit a wide variety of kammic actions. Which one or ones will propel you into the particular realm in which you will live out your next life? It is variously assumed that either the particular thoughts before death, or specific heavy actions, like having murdered one’s parents, or particularly entrenched habit patterns will place the next rebirth. Thoughts before death are likely to reflect previous karma, as one who has lived a virtuous life will tend to be calm and satisfied at death, whereas one who has done much harm or entertained much greed will be agitated and full of regret. It is probably rare for one to lie on his deathbed bemoaning having tended to too many sick people or regretting not having purchased enough shiny gadgets. That moment tends to put one’s life into its proper perspective, perhaps for the first time. If a heavy action is not the determining factor in rebirth, it is generally assumed that it will be for some subsequent life. Often texts attribute to a small action, such as offering alms to a monk or killing a chicken, not only a felicitous or woeful rebirth, but a long series of such rebirths. I think it is safe to assume that this is simply a rhetorical device for expressing approval or disapproval of some action; if it was literally true then every day we would be scheduling tens or hundreds of future rebirths, quickly leading to an unmanageable backlog. It is far more plausible that little actions blend into one another, which as Nagapriya suggests would be like adding ingredients in small amounts to a cake in which the various flavors are experienced together. On the other hand, the Salt Crystal Sutta states that even a trifling act can take one to hell if the one’s overall karmic state is poor. Maybe it becomes like adding hot chile to the cake.

    The Future of Rebirth. I have presented a classical account of Rebirth here. Because elements of this account are subjects of skepticism in the West my plan for next weeks will be to look at Rebirth from a variety of angles. Next week we will make a side trip to the general issue of Truth In Buddhism or Buddhism with Beliefs, the Buddha’s criteria for evaluating doctrine, to gain some clarity of where he was coming from. The following week we consider the Pragmatics of Rebirth, remembering the Buddha always had a practical purpose in his teachings. Around about November New Moon day we consider the mixed evidence, some of it from science, for the Actual Truth of Rebirth. Then the week after that I make an attempt to pull together An Alternative Account of Rebirth that might hopefully be a bit more satisfying to the scientifically minded at the same time preserving much of the pragmatics of Rebirth. My intention is not to give a definitive answer to any of the questions like Do I need to believe in Rebirth to be a Buddhist?, or Does Buddhism need Rebirth?. Rather my intention is to provide a number of perspectives along with what is at stake in each perspective, then to let you decide how to integrate Rebirth into your understanding of Buddhism.

  • From Thought to Destiny: The Law of Karma

    Uposatha Teaching: New Moon, October 8, 2010.

    Index to Current Series
    Thought – Act – HabitCharacter – Destiny”

    “I am the owner of my actions, heir to my actions, born of my actions, related through my actions, and have my actions as my arbitrator. Whatever I do, for good or for evil, to that will I fall heir.” Upajjhatthana Sutta AN 5.57

    Whatever a hater may do to a hater, or an enemy to an enemy, a
    wrongly-directed mind will do us greater mischief.
    Not a mother, not a father will do so much, nor any other
    relative; a well-directed mind will do us greater service.
    Dhammapada 42, 43

    There is a relationship between a karmic action and a later subjective result often called a ripening or fruition of karma that is also observed in the West as “One reaps what one sows” or “What goes around comes around,” “Virtue is its own reward,” or even, “He who lives by the sword, dies by the sword.” That is, a skillful (wholesome) action has a favorable result, an unskillful (unwholesome) action has an unfavorable result, for the person who commits the karmic act, independently of the benefit or harm experienced by others. This is often called the Law of Karma or sometimes just the Law of Cause and Effect.

    The Law of Karma has often been misunderstood, generally in the direction of something much more deterministic than originally formulated in Buddhism, or as something much more mysterious than it needs to be. In the critically thinking West it has additionally been somewhat contentious because it is not clear from the perspective of modern science by what mechanisms it could possibly work. A typical instance of the Law of Karma as commonly conceived, for instance, would be for me to commit some horrendous misdeed one day, like murdering my mother-in-law, then being struck by lightening a year later as a kind of cosmic payback. Or I risk my life to rescue a damsel in the Middle Ages and many lives hence win the Texas Lottery. How would the meteorological elements or randomizing software possibly know to zap me in particular? It turns out that this last kind of case, though attention-provoking, rarely arises in the literature,

    The Classical Account of the Law of Karma. Traditionally a karmic act is said to be a seed that according to its variety will produce a fruit (phala), that is either bitter or sweet, that will reach ripening (vipaka) in a personally harmful or beneficial experience at some future time. All of our intentional actions (kamma) leave an imprint and this is something we should be acutely aware of in our practice. It is something we can observe directly and something that gives us immediate feedback on the development of our characters. For instance, if a woman has abortion, how does she feel about it afterwards, immediately, in a year and so on. Often, there seems to be some unanticipated heaviness there, a feeling that something is out of skew that won’t go away. That can be likened to bitter fruit. I personally prefer think of karmic effects metaphorically as heavy or light rather than bitter or sweet. The point is that you are shaping your own character with every action, like the picture of Dorian Gray, which you can leave in the closet or hang on the wall..

    At one point the Buddha describes this process very simply as follows:

    … these are the drawbacks one can expect when doing what should not be done:

    1. One can fault oneself;
    2. observant people, on close examination, criticize one;
    3. one’s bad reputation gets spread about;
    4. one dies confused; and
    5. on the break-up of the body, after death, one reappears in the plane of deprivation, the bad destination, the lower realms, in hell.

    Ekamsena Sutta AN 2.18 (numbering mine)

    He then presents “the rewards one can expect when doing what should be done” in opposite terms. The last drawback, being born in the plane of deprivation … will be taken up along with Rebirth when we discuss Destiny in future weeks. Apparently in Brahmanism the effects of Karma (which means ritual action rather than any intentional action) is realized only as 5., i.e., after rebirth. Today we will look at the Law of Karma primarily within the current life.

    We often confuse Karma with fate, probably because of different understandings of Karma in Hindu sects in India. Karma is the opposite of fate! By defining Karma as intentional action, the Buddha unmistakenly put the emphasis on the power of free will in shaping our futures over the inertia of our past in writing our biographies before they happen. This is what makes liberation or any progress on the Path possible. This is demonstrated by the answers to these questions: Is everything we do a result of past Karma? Is everything that happens to us a result of past Karma? Does our past Karma invariably ripen? The answer to each of these questions is No.

    Is everything we do a result of past Karma? Quite simply, no. The Buddha points out that this would make the religious life impossible, or useless. This would be strict determinism. If you are student of philosophy, your answer might actually be a strict determinist. Someone famous (I can’t remember who), when asked if he believed in determinism or free will replied, “I believe in free will. I don’t have any choice.” That is how we are in our practice. What we think is free will, practice and results might be predetermined, but that is beyond my understanding.

    Is everything that happens to us a result of past Karma? In Buddhism everything is interrelated by cause and effect, but Karma is only one or five kinds:

    • Environmental causation (utuniyama). For instance, cold causes ice, lightening causes fire.
    • Genetic causation (bhijaniyama). For instance, an apple seed produces and apple tree, dogs produce puppies.
    • Psychological causation (cittaniyama). For instance the smell or a certain flower evokes a memory of a childhood picnic.
    • Karmic causation (kammaniyama). This is what we are exploring here.
    • Natural causation (dhammaniyama). This is all of causation, including all the other kinds and any not included in the other four kinds.

    The reason that we talk about kammaniyama so much in Buddhism, to the extent that when we say “cause and effect” without qualification we are assumed to be talking about kammaniyama, just as in English when we say “drink” we are assumed to be talking about something with alcohol in it, is that only Karma falls within the scope of free will. Now if I get hit by a meteor, this is entirely within the realm of physical causation.

    Not all Buddhists share this understanding. I think this is particularly the case in Tibetan Buddhism, where it is commonly assumed that the Chinese invasion of Tibet is a Karmic payback for something that all Tibetans must have done in the past, or the Holocaust a result of some evil done by Jews. I have even heard some Burmese Theravadins make similar claims about auto accidents, etc. This viewpoint would entail some kind of Karmic control over the other forms of cause and effect. In any case, the

    Buddha clearly refuted this viewpoint:

    Now when these ascetics and brahmans have such a doctrine and view that ‘whatever a person experiences, be it pleasure, pain or neither-pain-nor-pleasure, all that is caused by previous action,’ then they go beyond what they know by themselves and what is accepted as true by the world. Therefore, I say that this is wrong on the part of these ascetics and brahmans. Sivaka Sutta, SN 36.21

    In the Questions of King Milinda, an early Theravada text, states, “The pain which is due to kamma is much less than that which is due to other causes.” It is pointed out that when the Buddha got a splinter of rock in his foot this was not because of some previous unskillful deed that he had committed in the past, but simply because his cousin Devadatta was trying to kill him.

    Does our past Karma invariably ripen? It is also not always the case that a particular action, skillful or unskillful, will have a karmic consequence, and if it does the severity of the consequence is variable. The overall karmic character of the agent can mitigate the effects of individual karmic acts to insignificance, where similar acts would have severe results for others. One also has the free will to completely overcome past evil deeds by refraining now and in the future and be developing an expansive mind of goodwill, compassion, appreciation and equanimity (Sankha Sutta, SN 42.8). The overall state of the mind can dilute the consequences of a new transgression as salt is diluted in a river. (Lonaphala Sutta, Salt Crystal, AN 3.99)

    The gist of this is that our practice can free us from the effects of our previous Karma. But this or the unassisted petering out of Karmic consequences might be difficult to verify; trying to trace karmic consequences, according to the Buddha, is so difficult it leads to “vexation and madness.” (Acinitita Sutta, AN 4.77)

    Pragmatics of the Law of Karma. The Buddha never taught out of philosophical, or scientific, speculation, only with a practical purpose in mind, only as an inducement or as an aid to practice and thereby purity of thought and action.

    The great benefit from belief in the Law of Kamma, according to Ven. P.A. Payutto, is that it encourages “moral rectitude.” A constant awareness that our choice of even the smallest unskillful and skillful actions not only brings immediate harm or benefit into the world but is continually shaping our character and destiny in a negative or positive direction is a strong motivator to stay on task. The result in found in personal well-being, and in the harm or benefit of future actions, since moral rectitude develops personal virtue.

    There are some common criticisms of the value of the Law of Karma. Foremost among them is that it encourages selfish motives: Rather than moral rectitude or compassion as a primary motivator, one does Good because the payback will be personally beneficial, for instance, happiness in this life, rebirth in a heavenly realm in the next. These are unskillful, in fact greedy, intentions. There is some truth in this objection, it set up provisional goal on this side of the Perfection of Character. However this is cogent only in the early stages of practice. At those stages one probably deals with a lot of greedy intentions, but working toward a provisional goal is likely to be mixed also with a degree of satisfaction in doing something beneficial and therefore is likely to encourage skillful intentions as well. It is like giving personal recognition to people for charitable giving; when people get into to spirit of giving they care less and less about the recognition. At more advanced stages of practice the distinction between what one does for oneself and what one does for others diminishes. For the Perfected Character there is no difference whatever. In Buddhism it is completely true that Virtue is its Own Reward. But we start out thinking otherwise.

    A second criticism is that the Law of Karma is a means of Social control, a way to manipulate people to benefit someone else. The Buddha, perhaps less emphatically than Jesus, a social rebel. He opposed the caste system, for instance. His intentions were never to protect the rich, nor to comfort the poor so that they would not give the rich a hard time. Buddhism does tend to create more personal satisfaction and social harmony even in the absence of significant social change, but has also produced some compassionate rulers. This criticism is most often expressed, albeit naively, with regard to the the Lay support of the Monastic Sangha, which often said to bring much Karmic merit. Undoubtedly such abuse does sometimes arise, this is very bad Karma for the monastics involved. However this institutional relation is bounded by the modest allowances of the monastics, more than offset by the benefits monastics generally bring to communities. It also sets up a powerful practice situation as a well-defined economy of gifts in which both lay and monastics never exchange favors, but only give willingly, and discover such immediate joy, as a Karmic effect, that it actually becomes unclear who is giving and who is receiving.

    I have already dispensed above with the misunderstanding that whatever happens to you is an effect of personal Karma. This misunderstanding leads to a compelling criticism of the pragmatic value of the Law of Karma. It would entail, for instance, that if you are rich, it is a necessary consequence of your past good Karma, if you are poor or handicapped, it is a necessary consequence of your bad Karma. The criticism is that this leads to social passivity, to not caring, and likewise becomes an instrument of social control. Carrying this to its logical conclusion, as a Buddhist I can do anything I want to you knowing that you must deserve it. However this would be a misunderstanding of the Law of Karma. It would also not be consistent with the Buddha’s view of Karma as an instrument to shape the future, not as a reason for passivity. It would also be inconsistent with the admonition of the Kalama Sutta, “When you know for yourselves that, ‘These qualities are unskillful, … blameworthy, … criticized by the wise, … lead to harm and suffering’, then you should abandon them.” (AN 3.65)

    How the Law of Karma Might Work.

    The Law of Karma makes sense for pragmatic reasons, that is, benefit accrues from believing and acting in accord with the Law of Karma. But is it really true in a verifiable way? More to the point, how could it be true, what is the mechanism behind this principle of cosmic payback?

    If you do a quick check, the Law of Karma sure seems to work. If you do someone a favor, you often later find him doing a favor for you. If you use harsh speech, you often get punched in the nose, or something of that nature. If anger is a prominent part of your karmic activities, you often find you develop a less than attractive grumpy appearance, people eschew you, you never seem to be successful. If you act habitually with some kind of sensual greed, for instance, as in chronic overeating or alcoholism, your physical or mental health will commonly deteriorate. It seems to work for institutions as well as individuals. I have heard that the CIA has coined a phrase for this commonly observed phenomenon: blowback. For instance the CIA originally recruited and armed Muslim radicals to fight the Soviets in Afghanistan, and America found itself targeted by the same radicals.

    As long as we confine ourselves to what we observe in this life, I don’t think the mechanisms that enable the Law of Karma are particularly mysterious. The cases that follow rebirth will be considered in subsequent weeks as we consider rebirth as a part of human Destiny. The effects of Karma are of three kinds: (1) mental, (2) personal appearance and deportment, and (3) effects that come physically from outside.

    (1) Mental Karmic Effects. These are easy to account for in general. As Spinoza says, Happiness is not the reward for virture, it is virtue. First, unskillful actions are accompanied by stress, skillful actions are not. Unskillful habits, as described a couple of weeks ago, repeated over and over eventually determine the emotional tenor of your life, sometimes to the point where you describe your life as “hell.” Skillful habits can make your life “heaven.” Single heavy Karmic acts can have similar effects.

    (2) Personal Appearance and Deportment. We have also seen that habitual Karmic acts begin to affect your appearance. If you are angry or greedy by nature you will generally develop an unpleasant appearance, if kindly an angelic appearance. Habits can radically change your appearance. If you habitually overeat you are probably plump. If you drink you probably have a perpetual blush. If you smoke your voice is probably unnaturally low. If you jog regularly you are probably slender. They also change your health and extend or reduce life-expectancy. Generosity or kindliness produces a personality that others find attractive. Anger is generally unattractive. Absence of unskillful habits generally results in industriousness, organizational abilities, equanimity, which are attractive to others and make your efforts more productive.

    (3) External Effects. Most of our lives are spent in an interpersonal context and interpersonal interactions follow some predictable patterns as people discover friends and alliances, obstacles and enemies. It is also a context in which natural retributive principles apply. People are naturally attracted to you if they think you can benefit them or you have qualities that they admire. People are repelled by you for the opposite reasons. If you harm someone, you will probably make an enemy and they will most likely seek some kind of retribution. Your attractive qualities, which we saw in (2) are correlated with skillful Karma, will probably make life easier for you, in personal relationships, in business deals, in reputation and popularity. Your unattractive qualities, correlated with unskillful Karma will be the opposite. Likewise your productivity generally correlates with skillful factors, and so on. The harm that arises from unskillful factors will revisit you as people withdraw their support, undermine your reputation or even commit violent acts. Some of the harmful things you might do come back at you directly as a kind of beehive effect; the damage is so widespread that you also become a victim.

    This leaves out cases like committing a murder and later getting hit by lightning, but these are so rare, so unverifiable and, although fun, probably so pragmatically thin that they can be discounted. Putting aside for now the application of the Law to span more than one lifetime, I suggest that we can say with a high degree of certainty fortified by the mechanisms laid out here that We Reap what We Sow.

  • New Essay Added

    I’ve added a new essay to this site.

    Sex, Sin and Buddhism (see all)

    A supplement to Sex, Sin and Zen by Brad Warner

    Brad Warner writes near the beginning of his recent book, Sex Sin and Zen: “I only really know Zen, myself, so that’s all I’m going to be addressing here,” which appears to be accurate, but then, “… we Zen Buddhists tend to be so arrogant that we just call what we believe ‘Buddhism’ without specifying the sect. I’ll be doing a little of that, too. Deal with it.” What follows is my attempt to deal with it. …

    More

  • From Thought to Destiny: Character

    Uposatha Teaching: Last Quarter Moon, October 1, 2010.

    Index to Current Series
    Thought – Act – HabitCharacter – Destiny”

    If one man conquer in battle,
    A thousand times thousand men,
    And if another conquer himself,
    He is the greatest of conquerors.
    Dhammapada 103.

    The defining verse of this series reads, “Sow a thought and reap an act. Sow an act and reap a habit. Sow a habit and reap a character…” Then it finishes with Destiny, but we are not there yet. Although our habit patters to a large extend define our character, they do not do so completely. In the next two weeks I want to round out the view of the character as a system of components. In fact character is a composite not only of habits, but also of thoughts and acts that may not have been repeated enough to have consolidated into habits. So as you sow a thought or sow an act you may also be reaping a character directly. In addition a character, like a character in a drama, is embedded in a physical and social context, that is, has a role to play in the ongoing soap opera of life that we call samsara. And then karmic fruit is all the while accumulating waiting to ripen according to the Law of Karma. This last topic I will postpone until next week since it is easily subject to misunderstanding.

    Habits. In summary of the last two episodes, habits arise from repeated thoughts or acts to become lodged in the character. For instance, repeatedly acting out of lust makes one a lustful person. Much of Buddhist practice is concerned with shaping an increasingly more skillful set of habits. Habits may also be learned from others or be instilled genetically. Buddhism also teaches that habits may carry over from a previous life by rebirth. I will take up the topic of rebirth in a couple of uposatha days, when we consider Destiny. One’s habits have a profound effect on one’s emotive condition, propelling one figuratively into a life in heaven or hell.

    Habits also have a way of spawning new, related, habits. As the Buddha points out:

    Few are those people in the world who, when acquiring lavish wealth don’t become intoxicated and heedless, don’t become greedy for sensual pleasures, and don’t mistreat other beings. Many are those who, when acquiring lavish wealth, become intoxicated and heedless … SN 3.6, similar SN 3.7

    Acts. Habitual acts are known in the Pali literature as cumulative acts (acinnakamma). Recall that I described them as being like dust particles that accumulate on top surfaces ot things. Their imprint is gradual but individually they are barely notices. Other acts are either heavy acts (garudakamma) or light acts (lakunakamma).

    Heavy acts are most commonly heinous actions like murder or causing a rift in the Sangha. Apparently the only skillful heavy acts mentioned in the literature are the jhanas, the progressive states of meditative absorption, and these are actually acts of mind, not of body and speech, so actually are confined to the level of thought. Heavy acts are always assumed to make a huge imprint on the character, generally described in terms of fruition. If you have murdered someone this is likely to haunt you, for instance, in years to come. Habitual heavy acts are the worst of all (except for habitual jhana, which is the best of all). A hit man or a trader in slaves would fall into this category. Now, it probably should be observed that many people do heinous things, such as declaring wars, or embezzling from employee retirement funds, and yet it seems to affect them no more than playing a winning game of Monopoly would. Generally is such cases it is assumed in the literature that the fruition is deferred til after rebirth. Whether that is an appropriate account or verifiable, I will discuss in a couple of weeks.

    Light acts generally have only a slight imprint on the character. This might be something like popping a chip into your mouth or raising your eyebrows.

    Thoughts. It is at the level of thoughts that skill and non-skill are determined. Recall from a few episodes ago that unskillful thoughts are rooted in greed, aversion or delusion, they are stressful, they easily distort reality, they lead to harmful actions and they inhibit the perfection of character, the path toward Nirvana. If your thoughts are skillful, your actions will be skillful and your habit set will evolve in a felicitous direction.

    Some of your thoughts are particularly significant in their pull on, or inclination of, a great deal of your thinking. Your values, aspirations and faith, for instance, and also your private vows. For instance, we can embrace generosity as a value and vow to be generous at every opportunity. This is different than simply trying to act on skillful and discard unskillful intentions because it has a certain focus that can begin to characterize your acts and habit patterns. If you instead embrace renunciation, your focus will be a bit different. Similarly infatuation with a particular person, to take an unskillful thought, can give actions and habit patterns yet another character, one that will be more self-serving.

    Also significant are reactions to experiences that we would call traumatic. For instance a bitter disappointment can shift your values. Suppose you suffer a great financial loss, and you ask friends and relatives to help you, you apply for government assistance and no one helps you. You end up homeless, and have to beg for survival, and even that is difficult. Then a rich uncle who you had not known of dies and you are back on your feet. Now, deeply embittered, you are not likely to value generosity to others. Witnessing a gruesome death may haunt you for years. Being the accidental cause of a death may have a similar result, even though your involvement might not be karmic, that is there may be no intention on your part, for instance in backing your car out of the driveway as you always do you discover that on this occasion a neighbor’s child is trying to recover a ball wedged under the wheel. The suffering that ensues for you might be much like the ripening of karma.

    The most significant thought are our views because they define the world in which you think and act, they provide justifications, the impression that your motives are pure when they are faulty, the whole conceptual framework that makes what you are thinking or doing meaningful. The Buddha said:

    All unwholesome states have their root in ignorance, they converge upon ignorance, and by the abolishing of ignorance, all the other unwholesome states are abolished. SN 20.1

    Ignorance significantly shows up in the Four Distortions of Reality: seeing permanence in impermanence, happiness in suffering, selfhood in non-self, and beauty in the ugly. Of these, the view that you are a self with a degree of autonomy from the rest of the world, which in contrast is a source of resources and dangers, underlies our greed and aversion. Without this view greed and aversion have no basis for arising. Much of Buddhist practice centers around gaining insight or greater wisdom as we examine and correct our mistaken views, with profound effects on our thinking and behavior, our habits and character.

    Samsara. We are born into lack, beginning with missing hugs, with hunger, diaper rash, and dog slobber in the eye. Sometimes we are sick but we cannot even foresee tragic losses that lie ahead, nor the relentless aging that will bring us ever closer to death. Soon we develop a sense of individual identity, but even that will turns into a nagging doubt about our significance, as if we can be swept away from the world and never missed.

    And yet in a few years the world will be our oyster! It will be like a candy shop full of delicious sights, sounds and tastes that we want to make ours. We begin a life of toys, electronic gadgets, later power tools, fast cars, fast women, fast food. From a young age our consumer culture with its relentless marketing of stuff cheer us on. We later learn to scheme, present ourselves favorably, exhaust ourselves at work, eliminate competition, sometimes steal or lie, whatever it takes to satisfy our needs. We begin to build up stature, to become somebody, somebody with money and influence. Then when we thought we would feel happy with what we have become instead we feel all the more threatened, since we have more to lose and to protect than before. The stock market, the kid riding his bike past our shiny new car, the gossiping voices that suddenly become quiet as we enter the room, the storm in the county where we enjoy our cabin on weekends, the irritable boss, all become threats that we counter with a larger portfolio, a two-car garage, a more loyal network of friends, an insurance policy, a position of more authority. Feeling even less secure, we don’t realize we have been slurped into a vortex of ever greater gain and threat.

    Our greed and aversion entangles us more and more in a web of unskillful impulses and habits and entangles others in the same, as others try to match our greed lest we take what they have or might want, try to match our hatred in self-defense, and seek revenge where our plans are most fruitful. Envy, resentment at the injustice, stealing a client, angry words. As our greed robs and impoverishes others and our fear and insecurity turns to hate and arouses fear, the world punches back, it tries to bring down what we have accomplished. All the while our search for personal advantage sets a poor example for others, destroying trust and ideals and turns others’ reserves of skillful intentions to cynicism.

    We start to divide the world into Good and Evil, what I like and what I dislike, what is reassuring and what is threatening, what is an instrument for me and what is an obstacle, who likes me and who dislikes me. There is *Me* at the center of a network of causality that includes these other elements and nothing else. The rest of the world has become irrelevant, we become indifferent to it. We share our distorted reality with others, or perhaps absorb it from others, as we form allegiances and spread infectious gossip. Shared, this reality becomes even more exaggerated and inevitably others are violated and angered by its biases and prejudices.

    And what of the pleasures life offers? We distract ourselves with parties, games and public entertainment and private sexual intrigue. There is enthusiasm, laughter, thrills but there is always tension underneath. We get fat and drink too often, and still we cannot wipe the lack away. We love and, while briefly rousing, there is no peace to be gained, either we stop or they stop and it turns to tragedy, sometimes hatred, depression, suicide, murder. Tension is the stuff of our lives, our sense of lack only grows, we even begin to lack kindness for those close to us, our feelings are blocked, we are emotionally dead. This is what they must mean by quiet desperation

    I have been describing the typical unexamined life, driven by unrecognized forces. Buddhist practice, on the other hand, is simple: Just make every moment a gift. In every moment let go of whatever unskillfulness is trying to arise, embrace the skillful, and act accordingly, with virtue, like a buddha, over and over until it becomes habitual.

    Unfortunately it takes a lot of work to gain the thrust needed to escape the bonds of samsara. We need to overcome not only our own deep-seated habits and viewpoints, which might start to appear possible when we go into the seclusion of a meditation retreat or a monastery, but we must at the same time overcome our worldly obligations, the expectations others have of us, all the ongoing stories we were cast some time ago to play a role in, that keep us forcibly enmeshed in our old patterns of thought and action.

    We need systematically to go through our lives and cut each bond which compels us to act unskillfully; well maybe keep a few that we just treasure too much. “I don’t need that; I can dispense with that; I’m just not going to play that game any more, you go right ahead.” The more you study samsara, to recognize its illogic, the easier this process will be; things will begin to drop of themselves the way children shed toys as they grow into adolescence. In fact, you will find that almost everything you had assumed before is exactly backwards. You gain happiness not by grasping, but by giving. You gain security not by building a bigger fence but by taking down the fence that you have. You gain self-assurance not by becoming a very important self, but by becoming small and eventually disappearing altogether. We live in a Looking Glass World. Things are not as they seem.

  • From Thought to Destiny: Habits in Context

    Uposatha Teaching: FullMoon, September 23, 2010.

    Index to Current Series
    Thought – Act – Habit – Character – Destiny”

    “Sow an act and reap a habit.” We read last week about this very comprehensible model of skill acquisition, that forms the basis of most Buddhist practice. Through repeated acts we develop habits; those habits reveal to a high degree what we have become. Before turning to the other aspects of human character I want to expand the scope of the discussion a bit by asking two questions. First, given that from repeated acts habits will arise, is there anything else that habits arise from? Second, given that our habits are a major influence in our external behaviors, what are the influences of our habits in the internal, emotive and cognitive, realms? Answering these questions will reveal additional points of Buddhist practice.

    Whence: Non-karmic Roots of Habit Patterns

    Habit patterns seem to arise rather spontaneously, especially in early life. Some children are easy to anger, others are very possessive, jealous, or generous. Some are sociable, some are shy. We might suppose these arose from repeated acts, but then what caused the acts to repeat in the first place, that is, before the habit had established itself? The easy answer has been that habit patterns carry over that were learned or transmitted in a previous life. Rebirth provides this elegant answer, if that mechanism itself is accepted. However, a variety of other factors explain the spontaneous arising of many of these habit patterns, entirely independently of rebirth. Some of these factors have become known only in modern times.

    Genetics. We know certain genetic encodings are responsible for the arising of certain behavioral patterns or at least play an enabling role. Most fundamental are those patterns that we all share as a species (human), or as a zoological order (mammal). For instance affection, anger, friendship, even revenge are habit patterns that have been passed on generation to generations not just in humans but in mammals for millions of years. From a Buddhist perspective these nevertheless have unskillful elements. Other behavioral patterns that run in families may be genetically determined. Certain people are even genetically predisposed to certain habit patterns, such as alcoholism, such that they go from act to habit particularly fast.

    The general lesson here for practice is that challenges run very deep; Buddhist practice requires corresponding effort. Sometimes I hear someone teach that Buddhism is about being natural. It is not. It is about looking from outside the box and seeing how what comes naturally gets us into trouble, no matter how deep-seated, and about developing new skills accordingly. Its tools, however, are natural to the human psyche, and its approach gentle, for the most part.

    Role Models. We readily acquire behavioral patterns from those we respect: a bigger brother, a mother, a golf pro, a teacher. An easy explanation is that we simply copy their actions, and pretty soon we’ve given rise to their habits. Recent research however indicates that neural mechanisms actually short-cut this process; that simply by observing another person, say, serving in a tennis game, activates many of the same brain patterns that would arise if the subject were serving the ball herself. In fact roll models play an important part in Buddhism:

    As he was sitting there, Ven. Ananda said to the Blessed One, “This is half of the holy life, lord: admirable friendship, admirable companionship, admirable camaraderie.”

    “Don’t say that, Ananda. Don’t say that. Admirable friendship, admirable companionship, admirable camaraderie is actually the whole of the holy life. When a monk has admirable people as friends, companions, & comrades, he can be expected to develop and pursue the noble eightfold path. SN 45.2

    This is a strong endorsement. The monastic Sangha in Buddhism even institutionalizes this as one of its functions. Many Burmese Buddhists seek out the company of monastics at every opportunity, generally reserving free Uposatha Days for that purpose.

    The general lesson here for practice is to seek out the inspiration of strong practitioners and regard them with respect (Some of the ritual aspects of Buddhism in fact function to encourage feelings of respect). You will, sponge-like, begin to slurp up their skillful habits.

    Social Circumstances. Your family relations, social status, livelihood, the values and behaviors of the culture in which you are embedded, and prevailing governmental and (in modern times) corporate behaviors all influence one’s habit patterns because we begin to respond to manifestations of these circumstances in predictable ways. For instance, others’ greed or anger raises your level of fear. Someone steals from you and you seek revenge. You are oppressed by those more powerful and you begin to lie and steal to mitigate the harm to yourself. Your livelihood demands of you that you kill or cheat. You join a street gang for protection, then seeking status in that street gang, emulate its characteristic behaviors, and maybe even discover a role model in the gang’s leader. Hectic, complex, demanding circumstances obstruct stillness of mind. Favorable circumstances are conducive to the practice of developing skillful habit patterns, unfavorable circumstances can overwhelm any attempts to shape your habit patterns through Buddhist practice, even with a strong meditation practice.

    The lesson here for practice is to seek favorable circumstances. Many circumstances simply overwhelm the practice of even the most zealous. Choice of livelihood is highlighted in the Noble Eightfold Path, but many other factors are often subject to control, even if temporarily. Meditation retreats are routinely organized to remove participants from unfavorable social pressures, as is the monastic lifestyle. A Buddhist temple or center or community generally forms a safe environment that stands apart from prevailing social conditions. And most people have many choices of where to spend their time or who to hang with.

    The Media. Digital computer and communication technology is a particularly vexing concern for those who would like to develop skillful habit patterns. In the use of a large part of the media you are basically turning your mind over to corporate manipulation, exposing it to the relentless stimulation of greed for consumer products and services, through the incessant appeal to the addictive qualities of violence, lust and fear and to the hate mongering of politicians and pundits. You are presented with false role models often promoting, not humility or renunciation or compassion, but strong individualism and remarkable consumer needs.

    The imperative here is to practice moderation in the use of the commercial media. The media can of course be used wisely and productively, but is enormously seductive. I am pretty certain that it is almost impossible to make significant progress in Buddhist practice if your viewing and interacting habits are those of typical Americans, even if you have a strong meditation practice. Making the media, in its common manifestations, an integral part of your life is like propelling yourself into the most unconducive social conditions for Buddhist practice.

    Whither: Experiencing Habit Patterns.

    An unskillful thought, for instance a craving or a fright, is painful to some degree. An unskillful habit pattern is the habitual arising, acting out and further reinforcement of the tendency toward that thought. So whereas the single thought might be compared to experiencing a small scratch or a pin prick, the habit is experiencing the ache of an open wound that is continually being scratched and pricked. With changes, even day-to-day changes, one might cease to manifest one habit and take up another for awhile. But where a particular habit pattern has taken on a dominant role in one’s karmic life, the overwhelming emotional tenor of that life will be that For skillful karmic patterns, such as generosity, the opposite will pertain: Each skillful thought is experienced as uplifting and healing. The cumulative experience brings an abiding joy. into one’s life. This abiding emotional tenor is a ripening of one’s karma visible in the here and now.

    Ripening (vipaka) is an important aspect of karma that will be discussed in detail in terms of Character and Destiny in the course of this series. This is our first mention of it. The way it is traditionally described is that every karmic act is like a seed that grows into a fruit waiting to ripen at some time in the future. Of course our actions of body or speech produce consequences in the external world, but the fruit remains as an internal possession of the actor, even carried, it is said, into future lives. The ripening is experienced by the actor. If the original seed was skillful, the ripening will be felicitous. If the original seed was unskillful the ripening will be unfortunate. Often this is called the Law of Karma. The phrase, “I believe in karma,” is often taken to mean not, “I believe in volitional action,” but rather, “I believe that my volitional actions eventually ripen in my own experience.” In short, Ripening is a kind of payback mechanism. It is often regarded in modern commentary as somewhat mysterious and metaphysical, but need not be.

    Mind overcome with unskillful qualities borne of greed aversion delusion his mind consumed, dwells in suffering right in the here and now, feeling threatened, turbulent, feverish, and at the breadup of the body, after death, can expect a bad destination. AN 3.69

    The abiding emotional tenor of one’s life as a result of one’s habitual karmic acts is probably the primary example of the ripening of karma observable in the here and now. It is not at all mysterious or metaphysical. I already explained how it works above and every step of the process is subject to introspection. In this case the individual acts do not have individuated ripenings, rather there is a cumulative and abiding ripening. Think of the individual act as like a dust particle that might jump out of a cushion when you sit down in a chair. It will not noticeably make a room dusty, but a roomful of people sitting down and getting up over a period of time will produce an ever thickening layer of dust on the wooden floor, on the window sills, on shelves, on books, and on bald heads of old men who don’t move a lot. The ripening of our habitual karma is like this. In fact, not only one’s emotional tenor, but one’s whole perception of reality may be altered. For instance, the world and the people in it will actually seem kind or harsh depending on one’s karmic habits.

    A man who is greedy for fields, land, gold, cattle, horses, servants, employees, women, relatives, many sensual pleasures, is overpowered with weakness and trampled by trouble, for pain invades him as water, a cracked boat. Snp 4.1 Kama Sutta

    When combined with the idea of rebirth it often appears in the Suttas that karma ripens at the time of rebirth as one is reborn in Heaven, in Hell, as an Animal, as an Angry Titan, as a Hungry Ghost or as another Human. Modern commentary often points out that these Six Realms have clear psychological counterparts observable in the here and now. And in fact they provide a very effective way to describe the abiding emotional tenor of one’s present life or even of a day or an afternoon in one’s present life. It is interesting that English uses some of the same metaphors to describe the emotional tenor one experiences, for instance, “I am in Hell,” “I am in Heaven,” and “He is an animal.” The karmic sources of these states are roughly as follows:

    • Animal Realm. This is the somewhat frantic, restless state that arises in response to the habit of turning all impulses (lust, greed, anger, jealousy, vengefulness, torpor, etc.) into action without reflection. A person of a passionate disposition lives in a world which pulls him this way, then that way, keeping him forever restless, unable to get his coordinates.

      Hungry Ghost Realm (click to enlarge)
    • Hungry Ghost Realm. This is a state of constant lack or dissatisfaction that arises from the habit of trying to satisfy greed. A person of greedy disposition likewise lives in a miserly world, one that withholds what she seeks, who can never get enough.
    • Angry Titan Realm. This is the state of fury directed at all obstacles that arises from the habit of acting out of anger. A person of angry disposition, who thinks angry thoughts, who acts repeatedly on his anger, lives in a world that is increasingly threatening, that is frightening and uncooperative or specifically conspires against him, and encourages even more anger in response.
    • Hell Realm. This is the extreme, overwhelming state in which greedy or hateful impulses have completely lost any bounds. A person who has committed egregious acts of violence to others lives in hell, where everything seems painful.

      Hell Realm (click to enlarge)
    • Deva Realm. This is the comfortable, often complacent state relatively untouched by greed or hatred, in which one’s needs are satisfied. A person of a kindly disposition lives in a world of ease, where no personal needs are unmet, where others, even if not acting in an ideal manner, are forgivable.
    • Human Realm. This is a mixed state in which greed or hatred are present, but in which deliberate mastery of one’s emotional states are also possibilities. This is the best realm for Buddhist practice.

    Not only do habit patterns shape the emotional tenor of one’s life, but they actually begin to impact health and physical appearance. We are all aware that habitually angry people (titans) are subject to heart disease and other stess-related illnesses. They also take on the characteristic appearance of angry people; they enter a cocktail party and people immediately begin shuffling over to the other side of the room. For denizens of Hell this is all the more so. Animals and hungry ghosts take on the effects of overconsumption. These habit patterns begin also to shape the successes and failures in one’s life; people would rather do business with a deva than an animal, a human is more likely to have her act together than a hungry ghost. These habit patterns even to a large extent determine who your friends are; people attract others like themselves, or sometimes repel those unlike themselves.

    The general lesson here for practice is that:

    Your habitual actions in a very real sense make the world in which you live.

    Your life will be painful or joyful accordingly. And there is a kind of justice in this, since your world will probably correspond roughly to the amount of external benefit or harm you have brought into others’ worlds through the skillful or unskillful acts that gave rise to the habits that then gave rise to the world in which you live. Understanding karma underscores the urgency of Buddhist practice. You’d better get it together! Secondarily, when you begin to recognize the nature of the world they probably live in, your are more likely to experience compassion for those that have done you harm.

  • From Thought to Destiny: Habits as Karma

    Uposatha Teaching: New Moon, September 16, 2010.

    Index to Current Series
    Thought – Act – Habit – Character – Destiny”

    “Whatever a monk keeps pursuing with his thinking & pondering, that becomes the inclination of his awareness. If a monk keeps pursuing thinking imbued with renunciation, abandoning thinking imbued with sensuality, his mind is bent by that thinking imbued with renunciation. If a monk keeps pursuing thinking imbued with non-ill will, abandoning thinking imbued with ill will, his mind is bent by that thinking imbued with non-ill will. If a monk keeps pursuing thinking imbued with harmlessness, abandoning thinking imbued with harmfulness, his mind is bent by that thinking imbued with harmlessness.” Dvedhavitakka Sutta, MN 19

    We sow thoughts and reap acts. The verse after which this series of postings is named tells us we sow acts to reap habits. Actually habits are generally shaped as a cumulative consequence of many actions. This section begins to look at habits. In the following weeks we will turn to the character and then the destiny mentioned in the verse, all of which flow from our actions.

    The Products of Karma. Karma, in its base meaning, is volitional action. Actually since actions can be of mind as well as of speech and of body, karma can be volition (thought) with or without physical act. We have seen that thoughts are classified as skillful or unskillful (or neutral), and that unskillful thoughts tend (1) to be experienced as painful, (2) to distort my perceptions and (3) to lead to harmful consequences when I enact them. For instance, if I get angry at you, this is immediately stressful for me mentally (dukkha). Under this mental condition you are likely to appear before me as either a jerk or a schmuck, rather than the good supportive friend that would otherwise stand there. This compound condition might induce me to perform an unskillful action, for instance, to break the pencil you are using in two and to throw the two pieces onto the floor (That’ll show you!) or to issue an abusive slur (That’s telling you!), which is harmful to you and will also lead to further regret for me especially after you have remorphed back into your normal more amicable form.

    With regard to (3), we have seen that our actions lead to beneficial, or harmful results according to the triple criteria (a) of precepts, (b) of seeking benefit and (c) of encouraging or discouraging purity of mind. In the scenario just painted I would violate the precept of not taking what is not given or of right speech. I would also fail to use kindness and wisdom in order to seek benefit for all. Finally I would fail to purify the mind, instead probably reinforcing a bad habit, widening a fault in my character, maybe influencing my rebirth and chances for reaching Nirvana, and possibly leading later to an additional unfavorable experiential result. It will be helpful to clearly distinguish beneficial or harmful results into two groups, which I will call External and Internal results or consequences. Seeking benefit (b) focuses on external results, that is, harm or benefit in the world, Purity of mind focuses on internal results, that is, the consequences of an action for the actor’s personal development, including how it helps shape habits, character and destiny, and the actor’s future experiences. Notice that external results also impinge on the actor, but through a different channel. In a huff of anger I might feed what you have been fixing for lunch to the dog (a demonstrative stance to make some point the nature of which I will probably soon forget). This has an external result that both you or I go hungry, and an internal result that I reinforce my tendency toward anger, that I experience later remorse, etc.

    The word “karma,” and now “karmic,” has extended meanings. Many words extend meanings by association; this is called metonymy. For instance, the word “cup” in its root sense is used to describe a kind of container for (generally hot) liquids. However, it also is used to describe an amount of liquid, an amount typically contained in a cup. It is also used to describe other cup-shaped things, that may contain other sometimes non-liquid things, like a breast, for example. It is even used as a verb to describe a position in which hands together form something like the shape of a cup. The word “karma” is similarly used to describe things that carry forward into the future as a result of kamma in its root sense. These are exactly the internal results, that is, they impinge on the personality, the acting agent. The idea is that every action leaves a residue, that you are the heir of your actions. So “karma” is used to describe later habit patterns that develop under the influence of our volitional acts, any other factors that carry over to effect our character, then ultimately our destiny, insofar as this is shaped by our actions, including our capacity for realizing Nirvana.Internal results are also called Karmic results. The rest of this series of postings is almost exclusively about understanding karmic results.

    Now, there is a simple method that if followed scrupulously will result in the most virtuous habit patterns, a sparklingly clear character, and a destiny headed directly toward Nirvana. This is simply the practice of only acting on the basis of skillful thoughts, never on the basis of unskillful thoughts, the continuous practice of virtue in every situation, the practice of making your every action a selfless gift. “Simply” here means simple to describe, unfortunately not simple to live up to. A lot gets in the way, including our responses to external conditions, our own delusive perception, our laziness, our lack of faith in the efficacy of such a way of being in the world. Instead we do the best we can. The precepts and the ability externally track harm and benefit can help keep us pointed in the right direction, and so can the evolution of our karma in all of the extended senses. So understanding how our actions influence our personal development, our habits, our character and our destiny, also help us in choosing our actions. Our choice of actions are our practice, and the study of karma it its various senses is to develop an understanding of the Buddhist model of human development, which is necessary for fully understanding the Noble Eightfold Path and the Four Noble Truths. We use the words Merit and Demerit or Meritorious and Demeritorious to quantify the karmic influence of our actions.

    Habits as Karma.

    The bread and butter products of our karmic acts are the development of our (karmic) habit patterns, and this is the topic of today’s episode. Here Buddhism assumes a very commonsense model of behavioral learning: If you do something over and over, you get in the habit of doing that thing, that is, you are even more likely to do it over and over in the future; you will be better at it, it will be more natural. An analogy is the rut that a cart wheel makes in a road. With time a rut develops through repeated trips of the cart and that enforces more and more the habitual path of the wheel. Almost all of Buddhist practice works on this principle.

    For instance, each time I steal something, I am reinforcing my tendency to steal, and as I reinforce that tendency I am increasingly likely to steal in the future. I can turn myself rather quickly into an habitual thief. Similarly, each time I give something away selflessly I am reinforcing my tendency toward generosity. Each time I get on a bike without falling over I am moving myself more and more toward being like Lance Armstrong. Each time I act like a buddha I become more like a buddha. Each time I drink alcohol I move myself in the direction of alcoholism. All things being equal, the action creates or reinforces the habit and the habit in turn disposes one toward the action. On the other hand, if I fail to reinforce a habit the associated impulse will slowly fade, like atrophying muscles. For instance, if I have an angry disposition, by avoiding acting out of anger I will gradually come to be a less angry person and will eventually no longer even recognize that as an aspect of my character. Simple. If I as a matter of practice stop channel surfing my habit of channel surfing will begin to recede. If I stop gossiping I will later have less of an impulse to gossip. To develop skillful habits we choose skillful actions and avoid unskillful actions. Our skillful habits will then incline us toward skillful actions, they will come more naturally with less effort. Practice virtue and we become more virtuous, practice stillness and we become by nature still.

    Developing Skillful and Losing Unskillful Habits. The task of losing an unskillful habit is exemplified by an alcoholic on the path of abandoning that habit. He might join Alcoholics Anonymous as a source of advice and support. Buddhism is Samsara Anonymous, and in fact alcoholism is just one of the more vexing of the many thousands of samsaric attachments, so the program is actually similar to that of Alcoholics Anonymous. We begin by recognizing the faults in our habit patterns, generalizing from a keen awareness of the faults in our actions and in our motivations. Repentance is the important factor, which in Buddhism is to fully acknowledge our unskillful acts. This is by no means in order to develop a sense of guilt, which would be an unskillful thought, but rather with the same purpose of someone trying to improve his putt: He needs to acknowledge when the ball has gone into the hole and when it has not; dishonesty or denial only cheats himself.

    Each unskillful act arises out of conditions. Interrupt any of those conditions and the act will not arise. Most importantly, should you sow an unskillful thought, you do not actually have to reap an unskillful act; if anger arises, resist the impulse to act out the anger long enough for it to fall again; if greed arises, resist the impulse to act out the greed long enough for it to fall again. Following precepts can itself become a habit pattern that furnishes this resistance to unskillful impulses; basically your behavior follows a clear script regardless of what volitional thoughts might arise. Secondarily, if an unskillful thought arises, you can transform that thought into something skillful by reconsidering the preceding thought. Thoughts of hatred and revenge, for instance, can be transformed into compassion by implicating pain and suffering in the motives of the one who made you mad. Working directly with thoughts establishes new thought habit patters; recall that the volitional thoughts themselves are karma.

    You can instead learn to sow skillful thoughts directly, which will tend to displace the unskillful. For instance, you can use metta meditation to establish thought patterns pointed toward loving-kindness for all beings, even those we would otherwise identify as enemies. Stillness and mindfulness are skillful thought patterns that you can develop through meditation. Precepts also have the tendency to encourage skillful thought patterns. There is a tendency for the mind to attune itself to the body (or to speech) just as there is a tendency for the body to attune itself to the mind. So, for instance, you might scrupulously follow the precept not to kill any sentient being initially with no motivation other than to follow the precepts. After a while, pure motives of loving-kindness will begin to fill themselves in as you continue to follow this precept, displacing any inner grumbling you might have about the “stupid precepts.” Following rites and rituals will tend similarly to clear away any unskillful thoughts that you might have since such thoughts are not attuned to what the body is doing. Rites and rituals like food offerings to the Buddha might have no external benefit, yet as enactments tend to be filled in by corresponding skillful volition, and therefore bring internal benefit.

    Our external conditions tend to exert a strong influence on our behavior. Therefore changing those conditions can change the habit patterns we develop or lose. If we are alcoholics or smokers trying to clean up our act it is best not to frequent bars and night clubs or visit drinking or smoking friends. Right Livelihood is the avoidance of workplace conditions that obligate us to engage in unskillful behaviors, like slaughtering animals. Avoidance of angry people and stressful conditions will discourage the arising of anger and thereby the acting out of anger and the development of angry habit patterns. Many conditions of modern society are poorly conducive to skillful thought, action or habit. Employment is largely a matter of what has been called wage slavery in which the employee has little freedom to make his own decisions, works largely for the benefit and under the absolute authority of others, and therefore suffers a constant sense of resentment, spilling over into anger. Red tape and red lights make it difficult to get things done, cars, insurance, traffic tickets, long commutes are ways of life that cause much frustration. In general life has a kind of stuckedness we call Samsara, such that whenever we demand something of the world, the world demands more back from us, which escalates our demands. We desire a shiny new wide-screen TV, we are obligated to work more or go into debt. We worry about its durability and the day it will lose its shine, so we buy an extended warranty and worry about the possibility of theft. So we buy a home security system, go further into debt, and fear all the more for our financial security, and become infuriated should we lose our jobs. Tension leads to craving for distractions and we begin to overeat or drink ourselves silly. Because of this behavior our spouse eventually leaves us. It goes on and on, little of which is conducive to the cultivation of skillful personal qualities. This is the infamous Rat Race. Monastic practice and any progress we make in renunciation of the various points of stuckedness in samsaric existence are signficant contributors to developing skillful thoughts, actions and habits.

    In summary, karma is the key to the entire path and should be understood and practiced , as the Buddha says, “seeing danger in the slightest fault.” We might extend this to seeing benefit in the slightest virtue. Habit is the most immediate and observable results of our karmic actions. I will post one more essay on Habit, next uposatha day, in order to consider two questions important for the overall understanding of karma. First, Can habit patterns have non-karmic roots? This is relevant to our understanding or interpretation of rebirth. Second, How do we experience our habit patterns? This is important to our understanding of the Law of Karma, aka, the Fruition of Karma, the often observed retributive aspect of karma. Both of these themes will be fully developed when we discuss Destiny.

  • From Thought to Destiny: To Purify the Mind

    Uposatha Teaching: New Moon, September 8, 2010.

    Index to Current Series
    Thought – Act – Habit – Character – Destiny”

    Well-makers lead the water (wherever they like);
    Fletchers bend the arrow;
    carpenters bend a log of wood;
    Good people fashion themselves.
    Dhammapada 145

    To review: Buddhism has not one system of ethics, … not two, but … Three! These are Avoiding Evil (or following precepts), Doing Good (or seeking benefit for self and others) and Purifying the Mind (developing personal virtue). The most interesting dichotomy is between Doing Good and Purifying the Mind, since actually Avoiding Evil just serves to support the aims of the other two. Doing Good focuses on consequences observable in the world. It is more objective. Purifying the Mind focuses on consequences for our personal habit patterns, for character traits, for our life situation and for our destiny. It is more subjective. While we make the world through our actions, we also make ourselves. While we perform virtuous actions, we become virtuous people. While we perform beastly actions we become cads. Purifying the Mind is the most uniquely Buddhist system of ethics as well as the most thoroughly elaborated within Buddhist teachings.

    Comparing Doing Good and Purifying the Mind. As expected, making a habit of Doing Good is a good way to Purify the Mind, and Purifying the Mind is a good way to ensure a future of habitually Doing Good. Both are practiced through our choice of actions, but they are not always practiced together. Some actions Do Good but fail to Purify the Mind. Others Purify the Mind but fail to do Good. This is similar to what the craftsman experiences. Throwing pots is a good way to become a master potter and becoming a master potter is a good way to ensure a future of Good pot throwing. However, there are some ways the potter can throw Good pots without Purifying his skills, and there are ways he can Purify his skills without throwing Good pots. For instance, he may choose a good technique for shaping cup handles that inhibits his ability to learn an excellent but more difficult technique involving moving his fingers in the opposite direction. A similar example is the tennis player who goes through a period of skill improvement as they blow games right and left in the process of learning a proper backhand. Or the potter may study painting, not even touching clay, to learn something that will carry over into how he throws future pots.

    Purifying the Mind deals with encouraging skillful thoughts and discouraging unskillful thoughts, that is acting with motivations grounded in renunciation, kindness and wisdom, with motivations that are not psychologically stressful and that tend to lead to external Good. In this regard there are nevertheless many practices which work with thoughts in isolation from actions of body or speech, that is, actions which would have objective consequences. For instance, sitting in meditation, letting go of greed and anger, developing mindful awareness in everyday tasks and so on are very important in developing Virtue, but are not themselves virtuous. Making a ritual food offering to the Buddha likewise is not Doing Good in an objective way (the Buddha does not actually get to partake in a meal) but is excellent for developing the positive mental states of the virtuous individual.

    Actions with harmful consequences in the world but useful in developing virtue seem to be rare. However, one example may be the practice common in Thailand and Burma of paying someone to release a bird or fish or other animal that he has captured live for the purpose of providing this service to you or other kindly people like you. Now, making such a payment supports an industry that would simply not exist without customers, sparing future birds and fish the trauma of capture in the first place, for ever. However, making such a payment benefits the currently captive bird or fish. Although it is questionable that it is a real act of Doing Good, it nevertheless mimics Doing Good maybe even in a more real sense than feeding the Buddha mimics Doing Good. It may have an overall positive consequence in the project of Purifying the Mind, but this may depend on the ability of the Doer to trace out the consequences of paying for the release of the bird or fish, which might blissfully overlook the prevailing market mechanisms of the Animal Release Industry.

    Failure to track consequence.

    Likewise there are certainly some actions that are not harmful in the objective world, but nonetheless Depurify the mind. Just as an enactment of generosity to the Buddha can Purify the Mind, the enactment or even witness of killing may reduce the Purity of the Mind, for instance, playing violent video games and watching violent television programs may train the mind to evoke thoughts of anger and fear. There may be instances of killing that can be justified in terms of sacrificing one life to save two or more, as in the baseball bat scenario above. However killing under any conditions is generally assumed to be harmful to the Purity of the Mind. The wielder of the baseball bat would have not only to satisfy himself that the greater benefit is thereby achieved, but also that the toll on his own virtue is not too great a price. Nowhere does the Buddha ever condone killing of another human being, even expressly in self-defense. Studies have shown that executioners in America, the people who conclude death penalty cases, whether or not they believe that the death penalty Does Good, have enormous psychological afflictions by the end of their careers.

    Mutual Support of Avoiding Evil, Doing Good and Purifying the Mind. Both Avoiding Evil and Doing Good almost all the time contribute to the Purity of the Mind, even if I initially practice these with mixed motives, such as responding to peer or authority pressure, or just a sense of obligation to practice. For instance, there is a precept not to kill living beings. Maybe I do not initially for the life of me understand why the life of an ugly tweedle bug matters one bit, but a tweedle bug is a living being, and I want to be a good Buddhist, so I don’t kill tweedle bugs. After a few months I discover something that was not there before: a warm heart towards tweedle bugs—they become my little friends—and not just toward tweedle bugs but toward other beings as well, even certain people that I had once put into the same category with tweedle bugs. My mind has become purer. Try it! Put away the tweedle swatter and the Tweedle-Enhanced® Raid and see if you don’t soften right up.

    Purifying the Mind requires a constant profound awareness of your thoughts, along with great care to avoid acting out of greed, hatred or delusion. This same awareness provides a fortuitous reality check on whether you are really Doing Good. Recall that greed, hatred and delusion tend to produce harmful actions and renunciation, kindness and wisdom tend to produce beneficial actions. Notice, for instance, that whenever you jot off an email note out of anger you always regret it later? A lustful or an angry mind has a way of distorting reality such that you it sure seems crystal clear that you are Doing Good while in fact you suffer from blind spots that become apparent only upon chilling out. As a rule of thumb, just in terms of Doing Good, do not ever do anything when greed, hatred or delusion is present. The results are almost always harmful, and Depurify the Mind in any case.

    How to Purify the Mind. In short, through the Noble Eightfold Path, the path to the Perfection of Character. The practice of Avoiding Evil and Doing Good constitutes the Ethical Conduct part of the path, that is, the factors of Right Speech, Right Action and Right Livelihood. Purifying the Mind per se from the perspective adopted here is Right Effort, and this works together with the other two factors in the Mental Cultivation Group, Right Mindfulness and Right Concentration, which also give the mental support for the Ethical Conduct practices, and help strengthen Right Resolve, the understanding of the importance of Renunciation, and Kindness in all aspects of life. The most recalcitrant impurities of mind are only resolved through deep insight into the nature of reality; Right View removes the last supports for Greed, Hate and Delusion.

    Reaping What We Sow. This brings us back to the Farmer’s Path of sowing and reaping, you remember, the one that starts at Thought, runs through Act, Habit and Character, and ends at Destiny, each step of which shares a common name: Karma.

    Whatever I do, for good or evil, to that I will fall heir. AN 5.57

    In acting with skillful intentions we develop skillful habits and a strong character. We also bring subjective benefit to ourselves, included in a destiny that will propel us through felicitous rebirths, much opportunity through development of a character tune with these in mind, to Do Good, to See Clearly and to Cast Off Suffering, and ultimately reaching realization of the unconditioned, Nirvana. Some of its elements are a bit controversial among Westerners, but this is the model presented by the Buddha, and that we will consider during the rest of this series of Uposatha teachings. Its purpose is not to define our daily practice—that is the role of the Noble Eightfold Path—but to give us an idea of where it is taking us, to keep our sails full and our rudder set.